National Planning Corporation’s GAMCO Global Gold, Natural Resources & Income Trust GGN Stock Holding History

National Planning Corporation’s Portfolio GGN Stock Details GGN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-16,800	Closed	-$79K	–	694
2015 Q4	$79K	Buy	+16,800	New	+$87.3K	0.01%	702
2015 Q1	–	Sell	-17,635	Closed	-$125K	–	1199
2014 Q4	$125K	Sell	17,635 -7,313	-29%	-$58K	0.01%	835
2014 Q3	$229K	Buy	24,948 +2,300	+10%	+$24.6K	0.02%	629
2014 Q2	$249K	Buy	22,648 +4,305	+23%	+$44.6K	0.02%	615
2014 Q1	$184K	Buy	+18,343	New	+$179K	0.02%	651

Other funds holding GGN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

National Planning Corporation's GGN Position: Q1 2016 in Review

National Planning Corporation sold out of GAMCO Global Gold, Natural Resources & Income Trust (GGN) in Q1 2016, closing a stake of 16,800 shares — an estimated $79K sold.

National Planning Corporation first reported a position in GGN in Q1 2014 and held it in 5 quarters. The position peaked at $249K in Q2 2014. 76 funds tracked by Wall St. Rank hold GGN as of Q1 2016.

National Planning Corporation reported no remaining GAMCO Global Gold, Natural Resources & Income Trust position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 16,800 GAMCO Global Gold, Natural Resources & Income Trust shares in Q1 2016, an estimated $79K.
National Planning Corporation first reported a position in GAMCO Global Gold, Natural Resources & Income Trust in Q1 2014 and held it in 5 quarters.
National Planning Corporation's GAMCO Global Gold, Natural Resources & Income Trust position peaked at $249K in Q2 2014.
76 funds tracked by Wall St. Rank held GAMCO Global Gold, Natural Resources & Income Trust as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.