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GGN

GAMCO Global Gold, Natural Resources & Income Trust

75 hedge funds and large institutions have $131M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 19

1.11% more ownership

Funds ownership: 12.18%13.29% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 7975 (-4)

8% less capital invested

Capital invested by funds: $143M → $131M (-$11.6M)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
30
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$24.9M +$7.53M +704,431 +35%
OA
2
Oxbow Advisors
Texas
$23.2M +$1.87M +175,226 +7%
Morgan Stanley
3
Morgan Stanley
New York
$19.4M +$1.07M +99,694 +5%
Bank of America
4
Bank of America
North Carolina
$18.6M +$1.58M +148,074 +8%
LPL Financial
5
LPL Financial
California
$4.75M -$449K -41,984 -8%
Invesco
6
Invesco
Georgia
$4.22M +$602K +56,362 +14%
ICAS
7
Investors Capital Advisory Services
Massachusetts
$4.06M +$51.9K +4,860 +1%
IMS
8
Index Management Solutions
Pennsylvania
$3.16M +$584K +54,622 +19%
RJA
9
Raymond James & Associates
Florida
$2.68M +$249K +23,326 +9%
GC
10
Guggenheim Capital
Illinois
$2.49M -$333K -31,179 -10%
MFS
11
MSI Financial Services
Massachusetts
$1.75M +$92.5K +8,657 +5%
NES
12
New England Securities
New York
$1.58M -$98.7K -9,234 -5%
AA
13
Apriem Advisors
California
$1.51M +$44.9K +4,200 +3%
Citigroup
14
Citigroup
New York
$1.4M -$205K -19,177 -11%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.36M +$626K +58,538 +66%
DADC
16
D.A. Davidson & Co
Montana
$1.32M -$40.1K -3,750 -3%
CAN
17
Cetera Advisor Networks
California
$1.03M +$57.5K +5,377 +5%
B
18
Baird
Wisconsin
$967K +$144K +13,514 +15%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$867K +$4.28K +400 +0.4%
Wells Fargo
20
Wells Fargo
California
$852K -$109K -10,156 -10%
CFN
21
Cordasco Financial Network
Florida
$791K -$11.9K -1,116 -1%
PWM
22
Perigon Wealth Management
California
$770K -$200K -18,691 -18%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$757K +$26.6K +2,485 +3%
BRWA
24
B. Riley Wealth Advisors
Florida
$753K -$811K -75,839 -48%
WS
25
Wedbush Securities
California
$533K -$148K -13,853 -19%

GGN Hedge Fund Activity: Q3 2014 in Review

75 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in GAMCO Global Gold, Natural Resources & Income Trust (GGN) for Q3 2014, worth a combined $131M — down 8.1% from $143M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of GGN and 8 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 30 added.

The largest buyer was UBS, adding an estimated $7.53M. The largest seller was BB&T Securities, exiting entirely with an estimated $1.15M sold.

  • 75 institutional investors held GAMCO Global Gold, Natural Resources & Income Trust (GGN) as of Q3 2014, down from 79 in Q2 2014.
  • Funds reported $131M of GAMCO Global Gold, Natural Resources & Income Trust stock for Q3 2014, down 8.1% quarter-over-quarter.
  • 8 funds opened new GAMCO Global Gold, Natural Resources & Income Trust positions in Q3 2014 and 12 closed out, a net change of -4 holders.
  • The largest GAMCO Global Gold, Natural Resources & Income Trust buyer in Q3 2014 was UBS, an estimated $7.53M added.
  • The largest GAMCO Global Gold, Natural Resources & Income Trust seller in Q3 2014 was BB&T Securities, an estimated $1.15M sold.

Based on aggregated 13F filings for Q3 2014.