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GDO

Western Asset Global Corporate Defined Opportunity Fund
GDO

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$13.5M -$4.29M -264,774 -24%
Bank of America
2
Bank of America
North Carolina
$7.89M +$132K +8,149 +2%
Morgan Stanley
3
Morgan Stanley
New York
$6.42M +$402K +24,821 +7%
1CP
4
1607 Capital Partners
Virginia
$4.67M -$389K -23,968 -8%
FC
5
FCA Corp
Texas
$4.21M +$22.3K +1,373 +0.5%
RCM
6
Rivernorth Capital Management
Florida
$3.48M -$3.58M -220,837 -51%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$2.85M +$2.81M +173,281 New
GC
8
Guggenheim Capital
Illinois
$2.65M +$274K +16,909 +12%
Invesco
9
Invesco
Georgia
$2.65M -$294K -18,149 -10%
RJA
10
Raymond James & Associates
Florida
$2.58M +$1.02M +62,973 +67%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.29M -$470K -29,001 -17%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.96M +$53.7K +3,311 +3%
Ameriprise
13
Ameriprise
Minnesota
$1.83M +$369K +22,740 +26%
Cohen & Steers
14
Cohen & Steers
New York
$1.58M – – –
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.07M +$172K +10,594 +19%
UBS Group
16
UBS Group
Switzerland
$1.02M +$38.9K +2,401 +4%
PPA
17
Parametric Portfolio Associates
Washington
$1.01M -$35.2K -2,169 -3%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$894K -$16.2K -1,000 -2%
MGAM
19
McGowan Group Asset Management
Texas
$767K -$859 -53 -0.1%
CHAM
20
Clear Harbor Asset Management
Connecticut
$689K -$17.2K -1,060 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$617K +$215K +13,261 +55%
SIA
22
Sit Investment Associates
Minnesota
$592K – – –
HFS
23
HL Financial Services
Kentucky
$458K -$9.05K -558 -2%
AG
24
Advisor Group
Arizona
$321K +$81.1K +5,000 +34%
Stifel Financial
25
Stifel Financial
Missouri
$306K +$302K +18,597 New
1
2