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GDO

Western Asset Global Corporate Defined Opportunity Fund
GDO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.1M +$70.1K +4,098 +0.6%
Wells Fargo
2
Wells Fargo
California
$6.65M -$6.38M -372,685 -48%
PAIM
3
Punch & Associates Investment Management
Minnesota
$6.43M +$248K +14,495 +4%
FC
4
FCA Corp
Texas
$6.39M +$778K +45,476 +18%
COLIM
5
City of London Investment Management
United Kingdom
$5.67M +$3.02M +176,330 +107%
Bank of America
6
Bank of America
North Carolina
$5.42M -$187K -10,911 -3%
RJA
7
Raymond James & Associates
Florida
$4.46M +$130K +7,592 +3%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$4.32M +$14.4K +840 +0.3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.89M +$21.7K +1,268 +0.5%
GC
10
Guggenheim Capital
Illinois
$3.34M -$141K -8,216 -4%
UBS Group
11
UBS Group
Switzerland
$2.94M +$178K +10,372 +6%
Cohen & Steers
12
Cohen & Steers
New York
$2.57M – – –
Invesco
13
Invesco
Georgia
$2.47M -$227K -13,265 -8%
Ameriprise
14
Ameriprise
Minnesota
$1.77M -$246K -14,376 -12%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.53M -$393K -22,968 -20%
PPA
16
Parametric Portfolio Associates
Washington
$830K -$52.8K -3,082 -6%
VCM
17
Virtue Capital Management
Tennessee
$752K +$777K +45,400 New
CHAM
18
Clear Harbor Asset Management
Connecticut
$742K +$51.3K +3,000 +7%
MGAM
19
McGowan Group Asset Management
Texas
$721K -$8.75K -511 -1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$483K +$499K +29,169 New
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$431K -$39.4K -2,300 -8%
Osaic Holdings
22
Osaic Holdings
Arizona
$417K -$103K -6,019 -19%
LPL Financial
23
LPL Financial
California
$370K +$14.2K +827 +4%
IHL
24
Investment House LLC
California
$324K – – –
CAN
25
Cetera Advisor Networks
California
$265K +$17 +1 +0%
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