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GDO

Western Asset Global Corporate Defined Opportunity Fund
GDO

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.3M +$4.45M +290,010 +36%
Bank of America
2
Bank of America
North Carolina
$7.06M -$799K -52,068 -10%
RCM
3
Rivernorth Capital Management
Florida
$6.43M +$4.34M +283,186 +190%
Morgan Stanley
4
Morgan Stanley
New York
$5.47M -$2.25M -146,709 -29%
1CP
5
1607 Capital Partners
Virginia
$4.61M +$1.48M +96,201 +45%
FC
6
FCA Corp
Texas
$3.81M -$128K -8,356 -3%
FIMG
7
Financial & Investment Management Group
Michigan
$2.93M +$2.05M +133,718 +216%
Invesco
8
Invesco
Georgia
$2.68M -$458K -29,873 -14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.52M -$44.9K -2,930 -2%
GC
10
Guggenheim Capital
Illinois
$2.16M -$72.4K -4,717 -3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.73M -$24.4K -1,590 -1%
Cohen & Steers
12
Cohen & Steers
New York
$1.44M -$27.3K -1,781 -2%
RJA
13
Raymond James & Associates
Florida
$1.41M -$254K -16,577 -15%
Ameriprise
14
Ameriprise
Minnesota
$1.33M +$616K +40,140 +83%
PPA
15
Parametric Portfolio Associates
Washington
$954K -$26.1K -1,701 -3%
UBS Group
16
UBS Group
Switzerland
$888K -$28.3K -1,847 -3%
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$828K +$848K +55,300 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$819K +$28.4K +1,853 +4%
MGAM
19
McGowan Group Asset Management
Texas
$699K -$28.5K -1,855 -4%
CHAM
20
Clear Harbor Asset Management
Connecticut
$643K +$13.3K +870 +2%
SIA
21
Sit Investment Associates
Minnesota
$538K – – –
HFS
22
HL Financial Services
Kentucky
$425K -$11.8K -766 -3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$363K +$371K +24,216 New
LCM
24
Landscape Capital Management
New Jersey
$245K +$250K +16,326 New
CAN
25
Cetera Advisor Networks
California
$240K -$76.6K -4,995 -24%
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