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GDO

Western Asset Global Corporate Defined Opportunity Fund
GDO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.5M +$326K +18,656 +3%
Wells Fargo
2
Wells Fargo
California
$7.28M +$9.95K +570 +0.1%
PAIM
3
Punch & Associates Investment Management
Minnesota
$7.07M +$36.3K +2,080 +0.5%
Bank of America
4
Bank of America
North Carolina
$6.22M +$290K +16,602 +5%
COLIM
5
City of London Investment Management
United Kingdom
$5.94M -$212K -12,163 -4%
RJA
6
Raymond James & Associates
Florida
$5.06M +$181K +10,377 +4%
FC
7
FCA Corp
Texas
$4.54M -$773K -44,321 -15%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$4.23M -$474K -27,190 -10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.97M -$266K -15,231 -6%
GC
10
Guggenheim Capital
Illinois
$3.04M -$598K -34,267 -17%
UBS Group
11
UBS Group
Switzerland
$2.82M -$377K -21,636 -12%
Cohen & Steers
12
Cohen & Steers
New York
$2.8M – – –
Invesco
13
Invesco
Georgia
$2.79M +$86.3K +4,945 +3%
Ameriprise
14
Ameriprise
Minnesota
$2.25M +$306K +17,531 +16%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.85M +$173K +9,914 +11%
VCM
16
Virtue Capital Management
Tennessee
$1.07M +$236K +13,550 +30%
PPA
17
Parametric Portfolio Associates
Washington
$873K -$33K -1,889 -4%
CHAM
18
Clear Harbor Asset Management
Connecticut
$793K -$16.6K -950 -2%
MGAM
19
McGowan Group Asset Management
Texas
$787K -$907 -52 -0.1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$777K +$240K +13,761 +47%
SFS
21
Shaker Financial Services
Virginia
$474K +$227K +13,007 +98%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$458K +$1.4K +80 +0.3%
Osaic Holdings
23
Osaic Holdings
Arizona
$456K +$1.94K +111 +0.4%
IHL
24
Investment House LLC
California
$356K +$1.75K +100 +0.5%
LPL Financial
25
LPL Financial
California
$352K -$49.8K -2,855 -13%
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