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GCV

Gabelli Convertible and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$6.86M
Morgan Stanley
2
Morgan Stanley
New York
$5.01M +$247K +38,445 +5%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.78M -$65K -10,113 -2%
GCIA
4
Gabelli & Co Investment Advisers
New York
$2.16M
SFS
5
Shaker Financial Services
Virginia
$817K -$432K -67,183 -33%
Stifel Financial
6
Stifel Financial
Missouri
$605K
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$513K -$31.7K -4,940 -6%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$512K +$285K +44,400 +112%
CL
9
CSS LLC
Illinois
$509K -$42.3K -6,588 -7%
GC
10
Guggenheim Capital
Illinois
$450K -$1.14M -177,357 -71%
EH
11
Equitable Holdings
New York
$404K
PA
12
PFG Advisors
Arizona
$402K -$8.73K -1,360 -2%
WCM
13
Windsor Capital Management
Arizona
$324K -$43K -6,696 -11%
CAN
14
Claraphi Advisory Network
United States
$263K +$36.5K +5,675 +15%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$230K
Bank of America
16
Bank of America
North Carolina
$200K +$591 +92 +0.3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$171K +$22K +3,432 +14%
PAG
18
Private Advisor Group
New Jersey
$147K +$28.9K +4,500 +23%
TC
19
TownSquare Capital
Utah
$105K -$360 -56 -0.3%
ASN
20
Advisory Services Network
Georgia
$93K +$1.74K +271 +2%
WAM
21
Wolverine Asset Management
Illinois
$77K +$82.3K +12,806 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$67K +$71.2K +11,081 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$49K
Wells Fargo
24
Wells Fargo
California
$41K -$12.5K -1,952 -22%
FIA
25
FNY Investment Advisers
New York
$35K +$37.3K +5,800 New