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GCV

Gabelli Convertible and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$7.37M
WCM
2
Windsor Capital Management
Arizona
$2.88M -$59K -9,504 -2%
Morgan Stanley
3
Morgan Stanley
New York
$2.59M +$90.9K +14,645 +4%
AAM
4
Advisors Asset Management
Colorado
$799K -$43.9K -7,074 -5%
LPL Financial
5
LPL Financial
California
$427K -$19.6K -3,155 -4%
DMAM
6
Del Mar Asset Management
New York
$344K +$340K +54,700 New
US Bancorp
7
US Bancorp
Minnesota
$286K
U
8
UBS
Switzerland
$232K -$20.4K -3,287 -8%
Bank of America
9
Bank of America
North Carolina
$143K +$106K +17,000 +296%
VKH
10
Virtu KCG Holdings
New York
$127K +$125K +20,186 New
Deutsche Bank
11
Deutsche Bank
Germany
$79K +$18K +2,900 +30%
WS
12
Wedbush Securities
California
$78K +$6.74K +1,085 +10%
AIG
13
American International Group
New York
$68.9K +$33.2K +5,355 +96%
Wells Fargo
14
Wells Fargo
California
$32K -$6 -1 -0%
BRWA
15
B. Riley Wealth Advisors
Florida
$27.5K +$27.2K +4,373 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$27K +$12.4K +2,000 +89%
Citigroup
17
Citigroup
New York
$13K +$12.8K +2,056 New
Creative Planning
18
Creative Planning
Kansas
$6K
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$1.79K +289 New
GC
20
Guggenheim Capital
Illinois
-$271K -43,778 Closed
SFS
21
Shaker Financial Services
Virginia
-$127K -20,548 Closed
WAM
22
Wolverine Asset Management
Illinois
-$12K -2,000 Closed
Barclays
23
Barclays
United Kingdom
-$1K -166 Closed