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GCV

Gabelli Convertible and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$4.61M
Morgan Stanley
2
Morgan Stanley
New York
$3.13M +$152K +29,899 +5%
WCM
3
Windsor Capital Management
Arizona
$1.48M +$4.71K +929 +0.3%
Wells Fargo
4
Wells Fargo
California
$433K +$81.7K +16,121 +24%
Bank of America
5
Bank of America
North Carolina
$363K +$426 +84 +0.1%
AG
6
Advisor Group
Arizona
$251K +$61.3K +12,084 +33%
AAM
7
Advisors Asset Management
Colorado
$161K +$159K +31,276 New
IA
8
IFP Advisors
Florida
$70K
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$54K +$53.2K +10,500 New
UBS Group
10
UBS Group
Switzerland
$51K -$6.51K -1,284 -11%
US Bancorp
11
US Bancorp
Minnesota
$31K
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$24K +$23.8K +4,700 New
MFW
13
Mosaic Family Wealth
Missouri
$23K
DBT
14
Dubuque Bank & Trust
Iowa
$15K +$15.2K +3,000 New
Creative Planning
15
Creative Planning
Kansas
$5K
MRCM
16
M&R Capital Management
New Jersey
$4K +$112 +22 +2%
ASN
17
Advisory Services Network
Georgia
$4K +$3.55K +700 New
VCM
18
Vivaldi Capital Management
Illinois
$220 -$675K -133,184 -100%
Citigroup
19
Citigroup
New York
-$316K -64,328 Closed
CCP
20
Clough Capital Partners
Massachusetts
-$178K -36,343 Closed
RCM
21
Rivernorth Capital Management
Florida
-$86K -17,429 Closed
LCM
22
Laurion Capital Management
New York
-$66K -13,533 Closed
LPL Financial
23
LPL Financial
California
-$61K -12,507 Closed
GI
24
Gradient Investments
Minnesota
-$1K -121 Closed