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GCV

Gabelli Convertible and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$7.21M
Morgan Stanley
2
Morgan Stanley
New York
$3.02M +$304K +48,160 +11%
WCM
3
Windsor Capital Management
Arizona
$2.46M -$120K -19,066 -5%
US Bancorp
4
US Bancorp
Minnesota
$271K
Bank of America
5
Bank of America
North Carolina
$163K +$3.37K +534 +2%
Deutsche Bank
6
Deutsche Bank
Germany
$158K +$61.8K +9,800 +61%
LPL Financial
7
LPL Financial
California
$149K +$3.2K +508 +2%
AIG
8
American International Group
New York
$107K +$3.15K +500 +3%
WS
9
Wedbush Securities
California
$71K -$6.99K -1,108 -9%
DA
10
Doliver Advisors
Texas
$69K +$70.9K +11,243 New
Wells Fargo
11
Wells Fargo
California
$45K
UBS Group
12
UBS Group
Switzerland
$29K +$27.1K +4,297 +1,043%
FAM
13
Formidable Asset Management
Ohio
$28K +$29.3K +4,650 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$26K
NFG
15
Next Financial Group
Texas
$11K
Creative Planning
16
Creative Planning
Kansas
$6K
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$3K +$3.15K +500 New
AAM
18
Advisors Asset Management
Colorado
-$687K -112,569 Closed
VKH
19
Virtu KCG Holdings
New York
-$124K -20,334 Closed
BRWA
20
B. Riley Wealth Advisors
Florida
-$17K -2,834 Closed
NPC
21
National Planning Corporation
California
-$7.96K -1,322 Closed
RFA
22
Reilly Financial Advisors
California
-$1K -200 Closed