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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
KWMG
26
King Wealth Management Group
Florida
$281K
DAS
27
Dynamic Advisor Solutions
Arizona
$246K +$251K +10,293 New
SWM
28
SeaCrest Wealth Management
New York
$240K -$7.59K -312 -3%
OA
29
Oxbow Advisors
Texas
$237K
HighTower Advisors
30
HighTower Advisors
Illinois
$217K +$779 +32 +0.4%
FAAS
31
First Allied Advisory Services
California
$210K
AIA
32
Avalon Investment & Advisory
Texas
$206K
Citigroup
33
Citigroup
New York
$140K +$487 +20 +0.3%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$106K +$20.5K +842 +24%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$78K
WTC
36
WhitTier Trust Company
Nevada
$71K
SPIA
37
Steward Partners Investment Advisory
New York
$36K
BWM
38
BerganKDV Wealth Management
Minnesota
$31K +$24.7K +1,015 +379%
MPWT
39
MassMutual Private Wealth & Trust
Connecticut
$24K +$24.3K +1,000 New
NIC
40
Northwest Investment Counselors
Oregon
$12K +$12.2K +500 New
PAM
41
Panagora Asset Management
Massachusetts
$12K +$12.6K +516 New
QCIG
42
Quad-Cities Investment Group
Iowa
$11K
Stifel Financial
43
Stifel Financial
Missouri
-$325K -13,777 Closed
DADC
44
D.A. Davidson & Co
Montana
-$216K -9,000 Closed
Deutsche Bank
45
Deutsche Bank
Germany
-$29K -1,250 Closed
FMP
46
Financial Management Professionals
Texas
-$9K -380 Closed