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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
DC
26
Deere & Company
Illinois
$294K
Legal & General Group
27
Legal & General Group
United Kingdom
$277K +$59K +7,745 +29%
Bank of America
28
Bank of America
North Carolina
$238K +$177K +23,294 +350%
AL
29
AJO LP
Pennsylvania
$203K +$195K +25,570 New
CMBA
30
C.M. Bidwell & Associates
Hawaii
$194K +$186K +24,375 New
YP
31
Yellowstone Partners
Idaho
$163K -$3.43K -450 -2%
Tudor Investment Corp
32
Tudor Investment Corp
Connecticut
$162K -$7.4K -971 -5%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$150K +$54.9K +7,208 +62%
Citigroup
34
Citigroup
New York
$130K +$121K +15,864 +3,655%
NCCM
35
Nine Chapters Capital Management
New Jersey
$111K -$168K -22,000 -61%
State Street
36
State Street
Massachusetts
$96K -$318K -41,800 -78%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$96K +$1.67K +219 +2%
CA
38
Cetera Advisors
Colorado
$93K +$88.4K +11,600 New
LPL Financial
39
LPL Financial
California
$91K -$45.1K -5,924 -34%
AIG
40
American International Group
New York
$90.8K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$83K +$65.2K +8,560 +451%
SWP
42
Stratos Wealth Partners
Ohio
$81K
NSIM
43
North Star Investment Management
Illinois
$41K
Deutsche Bank
44
Deutsche Bank
Germany
$35K
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$30K
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$23K +$6.72K +882 +44%
PI
47
PineBridge Investments
New York
$16K
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15K +$14.1K +1,850 New
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$13K
EWM
50
Evercore Wealth Management
New York
$12K +$11.8K +1,551 New