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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PTC
101
Private Trust Company
Ohio
$303K +$51K +512 +20%
Mariner
102
Mariner
Kansas
$295K +$21.9K +220 +8%
BWM
103
BAM Wealth Management
Colorado
$284K +$292K +2,932 New
CF
104
Carlson Financial
Oregon
$279K +$7.37K +74 +3%
PB
105
Pinnacle Bancorp
Nebraska
$274K
WWMSC
106
Wagner Wealth Management (South Carolina)
South Carolina
$264K
Ameriprise
107
Ameriprise
Minnesota
$261K +$268K +2,694 New
FPGK
108
Financial Partners Group (Kansas)
Kansas
$256K +$263K +2,642 New
AWA
109
Arkadios Wealth Advisors
Georgia
$253K +$260K +2,610 New
GVAG
110
Great Valley Advisor Group
Delaware
$251K -$498 -5 -0.2%
PFA
111
Plotkin Financial Advisors
Maryland
$250K
WE
112
Wealth Effects
Massachusetts
$248K +$996 +10 +0.4%
KeyBank National Association
113
KeyBank National Association
Ohio
$242K
CAL
114
Capital Analysts LLC
Pennsylvania
$236K +$157K +1,572 +184%
CW
115
CreativeOne Wealth
Kansas
$235K +$241K +2,420 New
AAS
116
Ameritas Advisory Services
Nebraska
$234K +$240K +2,411 New
XF
117
XML Financial
Maryland
$233K
Mercer Global Advisors
118
Mercer Global Advisors
Colorado
$230K +$236K +2,368 New
OSAM
119
O'Shaughnessy Asset Management
Connecticut
$223K
IWM
120
IHT Wealth Management
Illinois
$221K +$7.47K +75 +3%
PSF
121
Pacific Sun Financial
California
$215K
FHC
122
First Heartland Consultants
Missouri
$212K +$218K +2,188 New
ARC
123
Advisor Resource Council
Texas
$210K -$249K -2,500 -54%
ASN
124
Advisory Services Network
Georgia
$206K +$2.39K +24 +1%
FFA
125
Founders Financial Alliance
North Carolina
$202K +$207K +2,080 New