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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PFA
101
Plotkin Financial Advisors
Maryland
$248K
WE
102
Wealth Effects
Massachusetts
$245K -$28.8K -305 -11%
KeyBank National Association
103
KeyBank National Association
Ohio
$240K
XF
104
XML Financial
Maryland
$231K
OSAM
105
O'Shaughnessy Asset Management
Connecticut
$221K +$217K +2,302 New
PSF
106
Pacific Sun Financial
California
$213K
IWM
107
IHT Wealth Management
Illinois
$211K +$208K +2,200 New
ACA
108
Aptus Capital Advisors
Alabama
$205K +$201K +2,136 New
ASN
109
Advisory Services Network
Georgia
$202K +$94.3K +1,000 +91%
SIS
110
Sound Income Strategies
Florida
$197K +$182K +1,934 New
HBW
111
Hazlett, Burt & Watson
West Virginia
$158K +$61.3K +650 +65%
KFAS
112
Keating Financial Advisory Services
Kansas
$148K +$145K +1,538 New
GRP
113
Global Retirement Partners
California
$114K +$66.6K +706 +147%
Carson Wealth (CWM LLC)
114
Carson Wealth (CWM LLC)
Nebraska
$106K +$17.4K +184 +20%
PWAM
115
Private Wealth Asset Management
Iowa
$104K
CA
116
CoreCap Advisors
Michigan
$94.7K +$80.2K +850 +630%
NA
117
NewEdge Advisors
Louisiana
$88K +$50K +530 +138%
CAL
118
Capital Analysts LLC
Pennsylvania
$82K -$34.9K -370 -30%
KFI
119
Key Financial Inc
Pennsylvania
$75.5K
Fidelity Investments
120
Fidelity Investments
Massachusetts
$56.2K +$377 +4 +0.7%
Rockefeller Capital Management
121
Rockefeller Capital Management
New York
$48.8K -$330K -3,500 -87%
JP Morgan Chase
122
JP Morgan Chase
New York
$42.7K -$40.5K -429 -49%
William Blair & Company
123
William Blair & Company
Illinois
$31.2K +$30.7K +325 New
GSWM
124
Golden State Wealth Management
California
$31K -$70K -742 -70%
GJIA
125
Glass Jacobson Investment Advisors
Maryland
$24.8K