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First Trust Small Cap Growth AlphaDEX Fund
FYC

Name Holding Trade Value Shares
Change 		Change in
Stake
CHC
76
City Holding Co
West Virginia
$14K – – –
AIP
77
Ahrens Investment Partners
Louisiana
$13K -$5.03K -75 -29%
OIA
78
Optimum Investment Advisors
Illinois
$8K – – –
HS
79
Horan Securities
United States
$5K – – –
TFA
80
Transamerica Financial Advisors
Florida
$2K -$30.9K -460 -95%
S
81
SignatureFD
Georgia
$1K -$537 -8 -40%
First Trust Advisors
82
First Trust Advisors
Illinois
– -$28.3M -379,581 Closed
PFA
83
Plotkin Financial Advisors
Maryland
– -$5.41M -72,564 Closed
JAWM
84
J. Arnold Wealth Management
Ohio
– -$4.46M -59,788 Closed
GSC
85
G&S Capital
Colorado
– -$1.18M -15,767 Closed
GIA
86
Gladstone Institutional Advisory
Florida
– -$870K -11,667 Closed
CAN
87
Claraphi Advisory Network
United States
– -$573K -7,687 Closed
TA
88
TKG Advisors
Indiana
– -$559K -7,492 Closed
IFG
89
Independent Financial Group
California
– -$412K -5,521 Closed
PAG
90
Private Advisor Group
New Jersey
– -$374K -5,018 Closed
ASN
91
Advisory Services Network
Georgia
– -$316K -4,232 Closed
PFA
92
Professional Financial Advisors
Nebraska
– -$296K -3,971 Closed
SFM
93
Signet Financial Management
New Jersey
– -$138K -1,848 Closed
SFPG
94
Stonebridge Financial Planning Group
Florida
– -$91K -1,430 Closed
CA
95
CoreCap Advisors
Michigan
– -$89K -1,195 Closed
SCA
96
Snowden Capital Advisors
New York
– -$68K -921 Closed
TCWM
97
Total Clarity Wealth Management
Illinois
– -$42K -563 Closed
DWMG
98
DB Wealth Management Group
California
– -$29K -387 Closed
CA
99
Cornerstone Advisory
Maryland
– -$28K -376 Closed
JP Morgan Chase
100
JP Morgan Chase
New York
– -$26K -351 Closed
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