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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KWM
26
Kingsview Wealth Management
Oregon
$4.28M -$2.53M -26,828 -38%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$4.16M +$2.26M +23,944 +124%
GSWM
28
Greenup Street Wealth Management
Michigan
$3.89M +$3.82M +40,514 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$3.75M +$570K +6,042 +18%
Jane Street
30
Jane Street
New York
$3.38M -$1.17M -12,372 -26%
PFS
31
Paller Financial Services
Colorado
$3.13M +$3.07M +32,563 New
Jones Financial Companies
32
Jones Financial Companies
Missouri
$2.84M +$1.24M +13,139 +80%
VIPI
33
Vista Investment Partners II
Indiana
$2.5M +$789K +8,362 +48%
PAG
34
Private Advisor Group
New Jersey
$2.49M +$1.69M +17,943 +225%
PWM
35
Pursuit Wealth Management
Florida
$2.31M +$2.27M +24,013 New
SL
36
StoryOne LLC
Kansas
$2.28M
HA
37
HFG Advisors
Ohio
$2.19M +$50.3K +533 +2%
HI
38
Harbour Investments
Wisconsin
$2.02M +$136K +1,437 +7%
SPIA
39
Steward Partners Investment Advisory
New York
$1.98M +$240K +2,541 +14%
Stifel Financial
40
Stifel Financial
Missouri
$1.97M -$7.74K -82 -0.4%
US Bancorp
41
US Bancorp
Minnesota
$1.96M -$680K -7,204 -26%
CAC
42
Certified Advisory Corp
Florida
$1.84M -$26.3K -279 -1%
Baird Financial Group
43
Baird Financial Group
Wisconsin
$1.75M +$1.32M +13,983 +335%
KAS
44
Kestra Advisory Services
Texas
$1.7M -$14.1K -149 -0.8%
FFS
45
Founders Financial Securities
Maryland
$1.69M +$1.66M +17,560 New
EAM
46
Empirical Asset Management
Massachusetts
$1.6M +$612K +6,490 +64%
MIM
47
MTM Investment Management
South Carolina
$1.51M
GWM
48
Geneos Wealth Management
Colorado
$1.39M +$53K +562 +4%
P
49
&Partners
Tennessee
$1.37M +$1.34M +14,221 New
MA
50
MONECO Advisors
Connecticut
$1.32M -$13.9K -147 -1%