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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$4.28M +$888K +10,536 +29%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$2.99M +$492K +5,840 +22%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$2.67M +$893K +10,602 +56%
US Bancorp
29
US Bancorp
Minnesota
$2.5M +$595K +7,062 +35%
MI
30
Moneywise Inc
Virginia
$2.33M -$41.2K -489 -2%
HA
31
HFG Advisors
Ohio
$2.02M +$29.6K +351 +2%
Stifel Financial
32
Stifel Financial
Missouri
$1.87M -$3.85M -45,647 -69%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$1.84M -$281K -3,338 -14%
HI
34
Harbour Investments
Wisconsin
$1.77M -$5.98K -71 -0.4%
CAC
35
Certified Advisory Corp
Florida
$1.77M -$253 -3 -0%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$1.76M +$1.2M +14,281 +280%
SPIA
37
Steward Partners Investment Advisory
New York
$1.64M +$201K +2,388 +15%
KAS
38
Kestra Advisory Services
Texas
$1.62M +$115K +1,362 +8%
VIPI
39
Vista Investment Partners II
Indiana
$1.6M +$547K +6,485 +58%
CIS
40
Custom Index Systems
New York
$1.48M +$1.07M +12,744 +354%
Jones Financial Companies
41
Jones Financial Companies
Missouri
$1.48M +$478K +5,674 +53%
MIM
42
MTM Investment Management
South Carolina
$1.43M
GWM
43
Geneos Wealth Management
Colorado
$1.26M +$82.3K +977 +8%
MA
44
MONECO Advisors
Connecticut
$1.26M -$17.9K -212 -2%
AIP
45
Ameritas Investment Partners
Nebraska
$943K +$12.2K +145 +1%
OC
46
Oppenheimer & Co
New York
$921K +$234K +2,775 +38%
EAM
47
Empirical Asset Management
Massachusetts
$920K +$855K +10,145 New
SEM
48
Strategic Equity Management
Arizona
$920K -$5.06K -60 -0.6%
Truist Financial
49
Truist Financial
North Carolina
$893K +$394K +4,671 +90%
PWS
50
Proactive Wealth Strategies
Georgia
$875K +$15.3K +181 +2%