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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VAS
26
Vestmark Advisory Solutions
Massachusetts
$9.58M +$8.49M +75,240 New
WG
27
Warner Group
Connecticut
$8.12M +$5.05M +44,704 +234%
Jones Financial Companies
28
Jones Financial Companies
Missouri
$7.98M +$1.48M +13,136 +26%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$7.51M +$670K +5,933 +11%
EH
30
Equitable Holdings
New York
$7M -$287K -2,541 -4%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$6.83M +$851K +7,535 +16%
SPIA
32
Steward Partners Investment Advisory
New York
$6.23M +$1.31M +11,573 +31%
FMI
33
Financial Management Inc
Arkansas
$6.18M +$58.3K +516 +1%
KWM
34
Kingsview Wealth Management
Oregon
$5.9M +$320K +2,834 +7%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$5.78M +$2.02M +17,899 +65%
GSWM
36
Greenup Street Wealth Management
Michigan
$5.3M +$125K +1,109 +3%
RWA
37
Redhawk Wealth Advisors
Minnesota
$5.06M +$4.48M +39,716 New
P
38
&Partners
Tennessee
$4.83M +$231K +2,044 +6%
PFS
39
Paller Financial Services
Colorado
$3.85M -$173K -1,529 -5%
Citadel Advisors
40
Citadel Advisors
Florida
$3.52M +$1.69M +14,933 +117%
CSP
41
Cary Street Partners
Virginia
$3.47M +$3.08M +27,275 New
HI
42
Harbour Investments
Wisconsin
$3.32M +$40.8K +361 +1%
RBFC
43
Roman Butler Fullerton & Co
Missouri
$3.06M +$2.87M +25,428 New
HA
44
HFG Advisors
Ohio
$3.03M +$74.1K +656 +3%
PWS
45
Proactive Wealth Strategies
Georgia
$2.93M +$137K +1,215 +6%
SL
46
StoryOne LLC
Kansas
$2.88M +$2.55M +22,632 New
US Bancorp
47
US Bancorp
Minnesota
$2.81M +$687K +6,085 +38%
KAS
48
Kestra Advisory Services
Texas
$2.73M +$151K +1,338 +7%
GWM
49
Geneos Wealth Management
Colorado
$2.55M -$58.3K -516 -3%
CAC
50
Certified Advisory Corp
Florida
$2.49M -$7.68K -68 -0.3%