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FTF

Franklin Limited Duration Income Trust

43 hedge funds and large institutions have $70.1M invested in Franklin Limited Duration Income Trust in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

21% more capital invested

Capital invested by funds: $58.1M → $70.1M (+$12M)

8% more funds holding

Funds holding: 4043 (+3)

3.55% more ownership

Funds ownership: 16.6%20.16% (+3.6%)

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
21
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$256K -$181K -14,028 -42%
SG Americas Securities
27
SG Americas Securities
New York
$238K +$237K +18,304 New
DA
28
Doliver Advisors
Texas
$234K -$14.7K -1,138 -6%
U
29
UBS
Switzerland
$220K -$40.2K -3,110 -16%
VKH
30
Virtu KCG Holdings
New York
$218K +$217K +16,750 New
PPA
31
Parametric Portfolio Associates
Washington
$202K -$5.63K -435 -3%
DI
32
Dalton Investments
Nevada
$202K +$3.4K +263 +2%
Creative Planning
33
Creative Planning
Kansas
$196K -$20.3K -1,570 -9%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$181K +$47.5K +3,671 +36%
AQR Capital Management
35
AQR Capital Management
Connecticut
$168K +$167K +12,913 New
CS
36
Credit Suisse
Switzerland
$152K +$27.4K +2,122 +22%
SFS
37
Shaker Financial Services
Virginia
$143K +$142K +11,000 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$113K +$1.02K +79 +0.9%
HCM
39
Highlander Capital Management
New Jersey
$10.4K
OIA
40
Optimum Investment Advisors
Illinois
$9K
FMII
41
Farmers & Merchants Investments Inc
Nebraska
$8K +$7.76K +600 New
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$4K
Ameriprise
43
Ameriprise
Minnesota
-$27K -2,100 Closed
CTC
44
Central Trust Company
Missouri
-$8K -650 Closed
Nomura Holdings
45
Nomura Holdings
Japan
-$8K -600 Closed
Citigroup
46
Citigroup
New York
-$6.61K -511 -95%

FTF Hedge Fund Activity: Q4 2013 in Review

43 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Franklin Limited Duration Income Trust (FTF) for Q4 2013, worth a combined $70.1M — up 21% from $58.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FTF positions and 3 closed out — a net gain of 4 holders — while 21 added to existing stakes and 11 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $5.11M. The largest seller was Guggenheim Capital, cutting an estimated $2.32M.

  • 43 institutional investors held Franklin Limited Duration Income Trust (FTF) as of Q4 2013, up from 40 in Q3 2013.
  • Funds reported $70.1M of Franklin Limited Duration Income Trust stock for Q4 2013, up 21% quarter-over-quarter.
  • 7 funds opened new Franklin Limited Duration Income Trust positions in Q4 2013 and 3 closed out, a net change of +4 holders.
  • The largest Franklin Limited Duration Income Trust buyer in Q4 2013 was Sit Investment Associates, an estimated $5.11M added.
  • The largest Franklin Limited Duration Income Trust seller in Q4 2013 was Guggenheim Capital, an estimated $2.32M sold.

Based on aggregated 13F filings for Q4 2013.