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FTF

Franklin Limited Duration Income Trust
FTF

40 hedge funds and large institutions have $58.1M invested in Franklin Limited Duration Income Trust in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

11% more funds holding

Funds holding: 36 → 40 (+4)

1.06% more ownership

Funds ownership: 15.55% → 16.6% (+1.1%)

3% more capital invested

Capital invested by funds: $56.5M → $58.1M (+$1.6M)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
16
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$2.89M
2
AAM
Advisors Asset Management
Colorado
+$1.89M
3
RCM
Rivernorth Capital Management
Florida
+$1.68M
4
GWM
Greenwich Wealth Management
Connecticut
+$712K
5
WAM
Wolverine Asset Management
Illinois
+$334K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.64M
2
GC
Guggenheim Capital
Illinois
-$1.05M
3
Barclays
Barclays
United Kingdom
-$921K
4
RJA
Raymond James & Associates
Florida
-$577K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$345K
Name Holding Trade Value Shares
Change 		Change in
Stake
DA
26
Doliver Advisors
Texas
$249K -$255K -19,938 -51%
Creative Planning
27
Creative Planning
Kansas
$217K -$135K -10,582 -39%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$212K -$188K -14,693 -47%
PPA
29
Parametric Portfolio Associates
Washington
$207K +$204K +15,948 New
DI
30
Dalton Investments
Nevada
$199K +$3.31K +259 +2%
Wells Fargo
31
Wells Fargo
California
$169K +$63.9K +4,998 +63%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$133K +$58.1K +4,540 +80%
CS
33
Credit Suisse
Switzerland
$124K -$23.5K -1,835 -16%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$112K +$1.02K +80 +0.9%
Ameriprise
35
Ameriprise
Minnesota
$27K -$10.3K -804 -28%
HCM
36
Highlander Capital Management
New Jersey
$10.4K – – –
OIA
37
Optimum Investment Advisors
Illinois
$9K +$8.95K +700 New
CTC
38
Central Trust Company
Missouri
$8K – – –
Nomura Holdings
39
Nomura Holdings
Japan
$8K +$7.67K +600 New
Citigroup
40
Citigroup
New York
$7K -$1.91K -149 -22%
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$4K – – –
1
2

FTF Hedge Fund Activity: Q3 2013 in Review

40 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Franklin Limited Duration Income Trust (FTF) for Q3 2013, worth a combined $58.1M — up 2.8% from $56.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FTF positions and 1 closed out — a net gain of 4 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.89M. The largest seller was Invesco, cutting an estimated $1.64M.

  • 40 institutional investors held Franklin Limited Duration Income Trust (FTF) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $58.1M of Franklin Limited Duration Income Trust stock for Q3 2013, up 2.8% quarter-over-quarter.
  • 5 funds opened new Franklin Limited Duration Income Trust positions in Q3 2013 and 1 closed out, a net change of +4 holders.
  • The largest Franklin Limited Duration Income Trust buyer in Q3 2013 was Sit Investment Associates, an estimated $2.89M added.
  • The largest Franklin Limited Duration Income Trust seller in Q3 2013 was Invesco, an estimated $1.64M sold.

Based on aggregated 13F filings for Q3 2013.