We are live on ! Find out more
FRI icon

First Trust S&P REIT Index Fund
FRI

69 hedge funds and large institutions have $165M invested in First Trust S&P REIT Index Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 27 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 12

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

32% more capital invested

Capital invested by funds: $124M → $165M (+$40.2M)

19% more funds holding

Funds holding: 58 → 69 (+11)

12.47% more ownership

Funds ownership: 60.3% → 72.77% (+12%)

Holders
69
Holders Change
+11
Holders Change %
+18.97%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
22
Increased
27
Reduced
12
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
IWM
IHT Wealth Management
Illinois
+$13.7M
2
AFS
Aft Forsyth & Sober
Florida
+$5.45M
3
Morgan Stanley
Morgan Stanley
New York
+$2.67M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.03M
5
GIA
Gladstone Institutional Advisory
Florida
+$1.7M

Top Sellers

Rank Fund Capital Flow
1
SMF
Sterling Manor Financial
New York
-$4.33M
2
Truist Financial
Truist Financial
North Carolina
-$3.56M
3
SPC
Sigma Planning Corp
Michigan
-$2.54M
4
SWP
Stratos Wealth Partners
Ohio
-$2.33M
5
Ameriprise
Ameriprise
Minnesota
-$802K
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
26
PSI Advisors
Florida
$803K +$756K +24,637 New
DWMG
27
DB Wealth Management Group
California
$801K +$18.8K +613 +3%
RW
28
RVW Wealth
California
$715K +$69.9K +2,277 +12%
Carson Wealth (CWM LLC)
29
Carson Wealth (CWM LLC)
Nebraska
$712K +$671K +21,848 New
Baird Financial Group
30
Baird Financial Group
Wisconsin
$646K +$158K +5,145 +35%
ARC
31
Advisor Resource Council
Texas
$636K +$599K +19,502 New
Ameriprise
32
Ameriprise
Minnesota
$623K -$802K -26,113 -58%
Creative Planning
33
Creative Planning
Kansas
$589K +$5.77K +188 +1%
OC
34
Oppenheimer & Co
New York
$584K +$550K +17,928 New
AFP
35
Ausdal Financial Partners
Iowa
$525K -$31.4K -1,022 -6%
KAS
36
Kestra Advisory Services
Texas
$512K -$192K -6,251 -28%
RJA
37
Raymond James & Associates
Florida
$501K -$61 -2 -0%
BFA
38
Beacon Financial Advisory
Ohio
$430K +$1.66K +54 +0.4%
AIM
39
Axiom Investment Management
New York
$425K +$399K +13,000 New
CF
40
Centaurus Financial
California
$391K +$6.26K +204 +2%
CC
41
Cypress Capital
Tennessee
$362K – – –
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$353K +$333K +10,851 New
CAN
43
Cetera Advisor Networks
California
$334K +$315K +10,249 New
IFG
44
Independent Financial Group
California
$299K +$282K +9,185 New
PAG
45
Private Advisor Group
New Jersey
$292K +$275K +8,958 New
TRCT
46
Tower Research Capital (TRC)
New York
$281K +$51.8K +1,689 +24%
CCM
47
Covington Capital Management
California
$275K – – –
AWM
48
Apollon Wealth Management
South Carolina
$254K +$239K +7,781 New
Cerity Partners
49
Cerity Partners
New York
$241K +$491 +16 +0.2%
SWP
50
Stratos Wealth Partners
Ohio
$235K -$2.33M -76,008 -91%
1
2
3 4

FRI Hedge Fund Activity: Q4 2021 in Review

69 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q4 2021, worth a combined $165M — up 32% from $124M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FRI positions and 11 closed out — a net gain of 11 holders — while 27 added to existing stakes and 12 trimmed.

The largest buyer was IHT Wealth Management, opening a new position worth an estimated $13.7M. The largest seller was Sterling Manor Financial, exiting entirely with an estimated $4.33M sold.

  • 69 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q4 2021, up from 58 in Q3 2021.
  • Funds reported $165M of First Trust S&P REIT Index Fund stock for Q4 2021, up 32% quarter-over-quarter.
  • 22 funds opened new First Trust S&P REIT Index Fund positions in Q4 2021 and 11 closed out, a net change of +11 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.7M added.
  • The largest First Trust S&P REIT Index Fund seller in Q4 2021 was Sterling Manor Financial, an estimated $4.33M sold.

Based on aggregated 13F filings for Q4 2021.