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First Trust S&P REIT Index Fund

60 hedge funds and large institutions have $128M invested in First Trust S&P REIT Index Fund in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 11

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

13% more funds holding

Funds holding: 5360 (+7)

12% more capital invested

Capital invested by funds: $114M → $128M (+$14M)

2.71% more ownership

Funds ownership: 61.55%64.26% (+2.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
25
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
26
SeaCrest Wealth Management
New York
$757K +$172K +6,526 +29%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$750K +$95.5K +3,624 +14%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$733K +$507K +19,230 +218%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$627K +$51.2K +1,943 +9%
MAFM
30
Mid Atlantic Financial Management
Pennsylvania
$575K
HT
31
HAP Trading
New York
$551K +$556K +21,111 New
TFA
32
Teamwork Financial Advisors
Texas
$531K +$536K +20,338 New
BFA
33
Beacon Financial Advisory
Ohio
$528K +$533K +20,214 New
SWP
34
Stratos Wealth Partners
Ohio
$490K +$289K +10,973 +141%
HighTower Advisors
35
HighTower Advisors
Illinois
$453K +$458K +17,366 New
CAN
36
Claraphi Advisory Network
United States
$443K +$51.8K +1,967 +13%
QCIG
37
Quad-Cities Investment Group
Iowa
$391K +$2K +76 +0.5%
IAA
38
Independent Advisor Alliance
North Carolina
$367K +$370K +14,059 New
FTS
39
Fifth Third Securities
Ohio
$366K +$94.2K +3,574 +34%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$333K +$106K +4,008 +46%
CWS
41
Cypress Wealth Services
California
$287K
UCFA
42
United Capital Financial Advisors
Texas
$279K
AAS
43
Avantax Advisory Services
Texas
$275K +$277K +10,503 New
NA
44
Navellier & Associates
Nevada
$269K -$131K -4,959 -33%
NWM
45
Northwest Wealth Management
Iowa
$235K -$27.1K -1,027 -10%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$228K -$26K -988 -10%
Cerity Partners
47
Cerity Partners
New York
$207K +$208K +7,913 New
APA
48
American Portfolios Advisors
New York
$115K
ASN
49
Advisory Services Network
Georgia
$104K +$57.8K +2,193 +124%
SFS
50
Sowell Financial Services
Arkansas
$66K -$66.9K -2,539 -50%

FRI Hedge Fund Activity: Q4 2019 in Review

60 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q4 2019, worth a combined $128M — up 12% from $114M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FRI positions and 7 closed out — a net gain of 7 holders — while 25 added to existing stakes and 11 trimmed.

The largest buyer was LPL Financial, adding an estimated $7.66M. The largest seller was Pinnacle Family Advisors, cutting an estimated $4.03M.

  • 60 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q4 2019, up from 53 in Q3 2019.
  • Funds reported $128M of First Trust S&P REIT Index Fund stock for Q4 2019, up 12% quarter-over-quarter.
  • 14 funds opened new First Trust S&P REIT Index Fund positions in Q4 2019 and 7 closed out, a net change of +7 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q4 2019 was LPL Financial, an estimated $7.66M added.
  • The largest First Trust S&P REIT Index Fund seller in Q4 2019 was Pinnacle Family Advisors, an estimated $4.03M sold.

Based on aggregated 13F filings for Q4 2019.