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iShares Floating Rate Bond ETF
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Overview Fund Activity

137 hedge funds and large institutions have $3.18B invested in iShares Floating Rate Bond ETF in 2013 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 64 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
137
Holders Change
+30
Holders Change %
+28.04%
% of All Funds
4.44%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.62%
New
42
Increased
64
Reduced
23
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$277M
2
SR
Swiss Reinsurance
Switzerland
$50.7M
3
SMA
Simply Money Advisors
Ohio
$37.6M
4
BTS
BB&T Securities
Virginia
$35.4M
5
NA
Navellier & Associates
Nevada
$34M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$25.2M
2
AUIM
Aegon USA Investment Management
Iowa
$759K
3
LFG
LifePlan Financial Group
Ohio
$57K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
$30.4M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$9.61M
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
126
D.A. Davidson & Co
Montana
$144K -$50.5K -1,000 -26%
WIM
127
Windhaven Investment Management
Massachusetts
$117K -$7.05K -139,013 -6%
FANJ
128
Financial Architects (New Jersey)
New Jersey
$116K – – –
KTC
129
Kistler-Tiffany Companies
Pennsylvania
$102K -$15.1K -298 -13%
FBT
130
Founders Bank & Trust
Michigan
$94K +$94K +1,850 New
DBT
131
Dubuque Bank & Trust
Iowa
$86K +$86K +1,690 New
OAM
132
Orinda Asset Management
California
$81K – – –
Creative Planning
133
Creative Planning
Kansas
$70K +$70K +1,391 New
LFG
134
LifePlan Financial Group
Ohio
$57K -$8.66M -169,728 -99%
Northwestern Mutual Wealth Management
135
Northwestern Mutual Wealth Management
Wisconsin
$37K +$16.8K +328 +83%
JFA
136
JNBA Financial Advisors
Minnesota
$36K +$36K +715 New
PTC
137
Private Trust Company
Ohio
$28K +$10.9K +216 +64%
JIR
138
James Investment Research
Ohio
$24K – – –
LWCFA
139
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$8K – – –
HNB
140
Huntington National Bank
Ohio
$4K – – –
CAPTRUST Financial Advisors
141
CAPTRUST Financial Advisors
North Carolina
$3K +$3K +62 New
RJFSA
142
Raymond James Financial Services Advisors
Florida
– -$3.56M -70,331 Closed
WS
143
Wedbush Securities
California
– -$1.61M -31,774 Closed
HH
144
Hilltop Holdings
Texas
– -$512K -10,118 Closed
State Street
145
State Street
Massachusetts
– -$493K -9,738 Closed
Nomura Holdings
146
Nomura Holdings
Japan
– -$353K -6,975 Closed
BRWA
147
B. Riley Wealth Advisors
Florida
– -$301K -5,946 Closed
Comerica Bank
148
Comerica Bank
Texas
– -$232K -4,585 Closed
HI
149
Hudock Inc
Pennsylvania
– -$16K -313 Closed
First Manhattan
150
First Manhattan
New York
– -$10K -200 Closed
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