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iShares Floating Rate Bond ETF
FLOT

137 hedge funds and large institutions have $3.18B invested in iShares Floating Rate Bond ETF in 2013 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 64 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 10

178% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 23

155% more capital invested

Capital invested by funds: $1.24B → $3.18B (+$1.93B)

58% more funds holding in top 10

Funds holding in top 10: 12 → 19 (+7)

28% more funds holding

Funds holding: 107 → 137 (+30)

5.62% less ownership

Funds ownership: 65.35% → 59.73% (-5.6%)

Holders
137
Holders Change
+30
Holders Change %
+28.04%
% of All Funds
4.44%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.62%
New
42
Increased
64
Reduced
23
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$204M
2
SR
Swiss Reinsurance
Switzerland
+$50.6M
3
SMA
Simply Money Advisors
Ohio
+$37.6M
4
NA
Navellier & Associates
Nevada
+$30.9M
5
Ameriprise
Ameriprise
Minnesota
+$29.8M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$15.6M
2
AUIM
Aegon USA Investment Management
Iowa
-$13.4M
3
LFG
LifePlan Financial Group
Ohio
-$8.59M
4
WIM
Windhaven Investment Management
Massachusetts
-$7.04M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$7.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIA
76
Regal Investment Advisors
Michigan
$1.61M +$1.61M +31,714 New
LIM
77
Leavell Investment Management
Alabama
$1.57M +$253K +5,000 +19%
DJSG
78
D.J. St. Germain
Massachusetts
$1.53M +$9.12K +180 +0.6%
SCA
79
STALEY CAPITAL ADVISERS
Pennsylvania
$1.44M – – –
TNBTD
80
Trustmark National Bank Trust Department
Mississippi
$1.4M +$856K +16,900 +158%
SP
81
Sarasin & Partners
United Kingdom
$1.39M – – –
SF
82
Synovus Financial
Georgia
$1.37M +$304K +6,000 +29%
Jane Street
83
Jane Street
New York
$1.27M +$1.27M +25,042 New
BMM
84
Buffington Mohr McNeal
Idaho
$1.14M +$291K +5,745 +34%
GCA
85
Greenwood Capital Associates
South Carolina
$1.14M +$1.14M +22,443 New
Cambridge Investment Research Advisors
86
Cambridge Investment Research Advisors
Iowa
$1.12M +$787K +15,540 +235%
CCWA
87
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.06M +$1.06M +20,870 New
DIA
88
Dana Investment Advisors
Wisconsin
$1.03M +$401K +7,919 +64%
WA
89
WFG Advisors
Texas
$1.01M +$339K +6,697 +50%
RC
90
Roundview Capital
New Jersey
$1.01M -$506K -10,000 -33%
ACM
91
Antonetti Capital Management
Florida
$914K +$914K +18,042 New
RBC
92
Ronald Blue & Co
Georgia
$881K +$881K +17,391 New
RJA
93
Raymond James & Associates
Florida
$807K -$4.86K -96 -0.6%
CS
94
Comerica Securities
Michigan
$762K +$10.7K +211 +1%
AUIM
95
Aegon USA Investment Management
Iowa
$759K -$13.4M -265,239 -95%
Bank of New York Mellon
96
Bank of New York Mellon
New York
$759K +$758K +14,971 New
AI
97
Atria Investments
North Carolina
$746K -$1.81M -35,677 -71%
AT
98
Arden Trust
Delaware
$717K +$125K +2,468 +21%
VKH
99
Virtu KCG Holdings
New York
$698K +$697K +13,773 New
VNA
100
VNBTrust National Association
Virginia
$686K +$686K +13,545 New
2 3
4
5 6

FLOT Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2013, worth a combined $3.18B — up 155% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FLOT positions and 10 closed out — a net gain of 32 holders — while 64 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $204M. The largest seller was Goldman Sachs, cutting an estimated $15.6M.

  • 137 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2013, up from 107 in Q2 2013.
  • Funds reported $3.18B of iShares Floating Rate Bond ETF stock for Q3 2013, up 155% quarter-over-quarter.
  • 42 funds opened new iShares Floating Rate Bond ETF positions in Q3 2013 and 10 closed out, a net change of +32 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2013 was Bank of America, an estimated $204M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2013 was Goldman Sachs, an estimated $15.6M sold.

Based on aggregated 13F filings for Q3 2013.