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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
-$370K -38,416 Closed
CWS
27
Cypress Wealth Services
California
-$339K -35,124 Closed
BRWM
28
B. Riley Wealth Management
Tennessee
-$330K -34,194 Closed
Truist Financial
29
Truist Financial
North Carolina
-$322K -33,352 Closed
WSTAM
30
Wilbanks Smith & Thomas Asset Management
Virginia
-$273K -28,307 Closed
SW
31
SVB Wealth
Massachusetts
-$241K -25,000 Closed
VEA
32
Virtus ETF Advisers
New York
-$228K -23,625 Closed
PCM
33
Pointe Capital Management
Michigan
-$217K -22,500 Closed
Ameriprise
34
Ameriprise
Minnesota
-$191K -19,857 Closed
Barclays
35
Barclays
United Kingdom
-$163K -16,712 Closed
APP
36
Avantax Planning Partners
Iowa
-$158K -16,385 Closed
EH
37
Equitable Holdings
New York
-$144K -14,905 Closed
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
-$128K -13,362 Closed
LPL Financial
39
LPL Financial
California
-$125K -13,003 Closed
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
-$120K -12,500 Closed
GIA
41
Gladstone Institutional Advisory
Florida
-$96K -10,000 Closed
MC
42
Moors & Cabot
Massachusetts
-$96K -10,000 Closed
Bessemer Group
43
Bessemer Group
New Jersey
-$50K -5,178 Closed
SIS
44
Sound Income Strategies
Florida
-$13K -1,318 Closed
APA
45
American Portfolios Advisors
New York
-$11.1K -1,150 Closed
TVWM
46
Tower View Wealth Management
Wisconsin
-$10K -1,000 Closed