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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
WSTAM
26
Wilbanks Smith & Thomas Asset Management
Virginia
$269K
CHAM
27
Clear Harbor Asset Management
Connecticut
$251K -$249K -26,390 -50%
VEA
28
Virtus ETF Advisers
New York
$250K +$64.3K +6,818 +35%
SW
29
SVB Wealth
Massachusetts
$238K
PCM
30
Pointe Capital Management
Michigan
$214K
APP
31
Avantax Planning Partners
Iowa
$156K
RJFSA
32
Raymond James Financial Services Advisors
Florida
$156K
Citadel Advisors
33
Citadel Advisors
Florida
$153K +$152K +16,056 New
LPL Financial
34
LPL Financial
California
$146K -$216K -22,939 -60%
EH
35
Equitable Holdings
New York
$142K
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$140K +$139K +14,678 New
BAM
37
Belpointe Asset Management
Nevada
$137K -$566 -60 -0.4%
Ameriprise
38
Ameriprise
Minnesota
$136K +$1.08K +114 +0.8%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$119K -$9.44K -1,000 -7%
GIA
40
Gladstone Institutional Advisory
Florida
$105K
TCM
41
Tuttle Capital Management
Connecticut
$101K +$100K +10,611 New
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$98K +$97.2K +10,298 New
MC
43
Moors & Cabot
Massachusetts
$95K -$89.7K -9,500 -49%
Bessemer Group
44
Bessemer Group
New Jersey
$50K
AWA
45
Arkadios Wealth Advisors
Georgia
$42K +$142 +15 +0.3%
CHC
46
City Holding Co
West Virginia
$14K
SIS
47
Sound Income Strategies
Florida
$13K
APA
48
American Portfolios Advisors
New York
$10.9K
CAN
49
Cetera Advisor Networks
California
-$353K -37,482 Closed
WS
50
Wedbush Securities
California
-$156K -16,537 Closed