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FHY

First Trust Strategic High
FHY

Delisted

FHY was delisted on the 22nd of June, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
1
Capital Investment Advisors
Georgia
$3.05M +$101K +8,110 +3%
RCM
2
Rivernorth Capital Management
Florida
$2.62M +$2.83M +227,766 New
PRCM
3
Pine River Capital Management
Minnesota
$2.53M +$248K +20,000 +10%
MIG
4
Mariner Investment Group
New York
$2.22M +$2.05M +165,023 +586%
GC
5
Guggenheim Capital
Illinois
$2.19M -$422K -34,053 -15%
Nuveen
6
Nuveen
North Carolina
$1.92M +$37.2K +3,000 +2%
WAM
7
Wolverine Asset Management
Illinois
$1.87M +$503K +40,517 +33%
AAM
8
Advisors Asset Management
Colorado
$1.74M -$444K -35,828 -19%
SI
9
SII Investments
Wisconsin
$1.46M +$584K +47,043 +59%
Morgan Stanley
10
Morgan Stanley
New York
$1.38M +$226K +18,224 +18%
SFS
11
Shaker Financial Services
Virginia
$1.28M -$1.07M -86,306 -44%
CRC
12
Curi RMB Capital
Illinois
$531K -$214K -17,271 -27%
Stifel Financial
13
Stifel Financial
Missouri
$424K +$458K +36,881 New
UBS Group
14
UBS Group
Switzerland
$416K -$7.75K -625 -2%
LCM
15
Landscape Capital Management
New Jersey
$400K +$123K +9,953 +40%
LPL Financial
16
LPL Financial
California
$286K -$732 -59 -0.2%
AA
17
AQR Arbitrage
Connecticut
$270K +$291K +23,474 New
Wells Fargo
18
Wells Fargo
California
$241K -$19.2K -1,547 -7%
CCP
19
Clough Capital Partners
Massachusetts
$205K +$12.4K +1,000 +6%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$200K +$1.51K +122 +0.7%
PAM
21
PVG Asset Management
Colorado
$175K +$189K +15,259 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$156K – – –
HK
23
Horizon Kinetics
New York
$149K -$12.6K -1,017 -7%
Bank of America
24
Bank of America
North Carolina
$106K -$12.4K -1,000 -10%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$80K +$12 +1 +0%
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