|
1
|
Advisors Asset Management
Monument,
Colorado
|
$5.02M
|
-$282K
|
-18,787
|
-5%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$3.04M
|
+$306K
|
+20,413
|
+11%
|
|
|
3
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$2.9M
|
+$265K
|
+17,672
|
+10%
|
|
|
4
|
Nuveen
Charlotte,
North Carolina
|
$2.33M
|
+$240K
|
+16,000
|
+11%
|
|
|
5
|
|
$1.76M
|
-$12.8K
|
-855
|
-0.7%
|
|
|
6
|
SII Investments
Appleton,
Wisconsin
|
$1.13M
|
+$1.95K
|
+130
|
+0.2%
|
|
|
7
|
Parametric Portfolio Associates
Seattle,
Washington
|
$638K
|
-$2.56K
|
-171
|
-0.4%
|
|
|
8
|
Shaker Financial Services
Arlington,
Virginia
|
$424K
|
+$285K
|
+18,992
|
+185%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$396K
|
+$52.1K
|
+3,472
|
+15%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$375K
|
-$20.9K
|
-1,390
|
-5%
|
|
|
11
|
Boothbay Fund Management
New York
|
$314K
|
+$325K
|
+21,634
|
New
|
|
|
12
|
Horizon Kinetics
New York
|
$306K
|
-$249K
|
-16,595
|
-44%
|
|
|
13
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$290K
|
+$300K
|
+19,998
|
New
|
|
|
14
|
SG Americas Securities
New York
|
$284K
|
+$294K
|
+19,606
|
New
|
|
|
15
|
National Planning Corporation
El Segundo,
California
|
$252K
|
–
|
–
|
–
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$252K
|
+$1.57K
|
+105
|
+0.6%
|
|
|
17
|
Cornerstone Advisors
Asheville,
North Carolina
|
$242K
|
-$559K
|
-37,260
|
-69%
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
$220K
|
+$227K
|
+15,153
|
New
|
|
|
19
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$189K
|
+$19.2K
|
+1,280
|
+11%
|
|
|
20
|
Cetera Advisors
Denver,
Colorado
|
$187K
|
-$45K
|
-3,000
|
-19%
|
|
|
21
|
Investment Centers of America
Bismarck,
North Dakota
|
$166K
|
-$2.13K
|
-142
|
-1%
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$107K
|
-$54.4K
|
-3,626
|
-33%
|
|
|
23
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$90K
|
–
|
–
|
–
|
|
|
24
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$85K
|
-$14.8K
|
-990
|
-14%
|
|
|
25
|
MSI Financial Services
Springfield,
Massachusetts
|
$22K
|
–
|
–
|
–
|
|
