|
1
|
Advisors Asset Management
Monument,
Colorado
|
$4.37M
|
-$560K
|
-38,997
|
-11%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$3.21M
|
+$232K
|
+16,157
|
+8%
|
|
|
3
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$2.84M
|
–
|
–
|
–
|
|
|
4
|
Nuveen
Charlotte,
North Carolina
|
$2.28M
|
–
|
–
|
–
|
|
|
5
|
Shaker Financial Services
Arlington,
Virginia
|
$1.81M
|
+$1.41M
|
+98,264
|
+336%
|
|
|
6
|
|
$1.48M
|
-$252K
|
-17,527
|
-14%
|
|
|
7
|
SII Investments
Appleton,
Wisconsin
|
$1.12M
|
+$18K
|
+1,250
|
+2%
|
|
|
8
|
Wolverine Asset Management
Chicago,
Illinois
|
$918K
|
+$928K
|
+64,613
|
New
|
|
|
9
|
Parametric Portfolio Associates
Seattle,
Washington
|
$427K
|
-$202K
|
-14,039
|
-32%
|
|
|
10
|
SG Americas Securities
New York
|
$387K
|
+$109K
|
+7,585
|
+39%
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$369K
|
+$155K
|
+10,810
|
+71%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$360K
|
-$5.31K
|
-370
|
-1%
|
|
|
13
|
Doliver Advisors
Houston,
Texas
|
$295K
|
+$298K
|
+20,758
|
New
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$249K
|
+$1.56K
|
+109
|
+0.6%
|
|
|
15
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$246K
|
-$38.6K
|
-2,689
|
-13%
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
$209K
|
-$181K
|
-12,609
|
-46%
|
|
|
17
|
Horizon Kinetics
New York
|
$204K
|
-$97.5K
|
-6,791
|
-32%
|
|
|
18
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$193K
|
+$7.37K
|
+513
|
+4%
|
|
|
19
|
Investment Centers of America
Bismarck,
North Dakota
|
$149K
|
-$13.9K
|
-970
|
-8%
|
|
|
20
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$132K
|
+$43.4K
|
+3,025
|
+49%
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$72K
|
-$11.5K
|
-799
|
-14%
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$65K
|
-$40.6K
|
-2,829
|
-38%
|
|
|
23
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$35K
|
+$20.9K
|
+1,458
|
+146%
|
|
|
24
|
Klingman & Associates
New York
|
$16K
|
–
|
–
|
–
|
|
|
25
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$7K
|
–
|
–
|
–
|
|
