First Trust Hong Kong AlphaDEX Fund
FHK was delisted on the 28th of October, 2020.
26 hedge funds and large institutions have $143M invested in First Trust Hong Kong AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 13 closing their positions.
28% less funds holding
Funds holding: 36 → 26 (-10)
40% less capital invested
Capital invested by funds: $240M → $143M (-$97M)
62% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 13
69% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 13
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AGA
Accuvest Global Advisors
Provo,
Utah
|
+$2.68M |
| 2 |
VKH
Virtu KCG Holdings
New York
|
+$1.86M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$796K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$394K |
| 5 |
Citigroup
New York
|
+$30.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$30.6M |
| 2 |
Morgan Stanley
New York
|
-$9.65M |
| 3 |
HA
Hays Advisory
Franklin,
Tennessee
|
-$8.89M |
| 4 |
SAM
Shamrock Asset Management
Dallas,
Texas
|
-$3.26M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$2.95M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HA
26
Hays Advisory
Franklin,
Tennessee
| – | -$8.89M | -222,326 | Closed |
|
|
SAM
27
Shamrock Asset Management
Dallas,
Texas
| – | -$3.26M | -81,486 | Closed |
|
|
LFG
28
LifePlan Financial Group
Dayton,
Ohio
| – | -$1.84M | -45,911 | Closed |
|
29
Ameriprise
Minneapolis,
Minnesota
| – | -$535K | -13,371 | Closed |
|
30
Jane Street
New York
| – | -$419K | -10,469 | Closed |
|
31
Stifel Financial
St. Louis,
Missouri
| – | -$339K | -8,474 | Closed |
|
|
VAM
32
Visionary Asset Management
Houston,
Texas
| – | -$267K | -6,674 | Closed |
|
|
CS
33
Credit Suisse
Zurich,
Switzerland
| – | -$252K | -6,289 | Closed |
|
|
FTUS
34
Flow Traders U.S.
New York
| – | -$110K | -2,760 | Closed |
|
|
TFA
35
Transamerica Financial Advisors
St. Petersburg,
Florida
| – | -$70K | -1,748 | Closed |
|
|
IPC
36
Independent Portfolio Consultants
Boca Raton,
Florida
| – | -$18K | -445 | Closed |
|
|
BRWM
37
B. Riley Wealth Management
Memphis,
Tennessee
| – | -$16K | -415 | Closed |
|
38
Wells Fargo
San Francisco,
California
| – | -$3K | -71 | Closed |
|
FHK Hedge Fund Activity: Q3 2015 in Review
26 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Hong Kong AlphaDEX Fund (FHK) for Q3 2015, worth a combined $143M — down 40% from $240M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of FHK and 4 opened new positions — a net loss of 9 holders — while 13 trimmed existing stakes and 5 added.
The largest buyer was Accuvest Global Advisors, opening a new position worth an estimated $2.68M. The largest seller was First Trust Advisors, cutting an estimated $30.6M.
- 26 institutional investors held First Trust Hong Kong AlphaDEX Fund (FHK) as of Q3 2015, down from 36 in Q2 2015.
- Funds reported $143M of First Trust Hong Kong AlphaDEX Fund stock for Q3 2015, down 40% quarter-over-quarter.
- 4 funds opened new First Trust Hong Kong AlphaDEX Fund positions in Q3 2015 and 13 closed out, a net change of -9 holders.
- The largest First Trust Hong Kong AlphaDEX Fund buyer in Q3 2015 was Accuvest Global Advisors, an estimated $2.68M added.
- The largest First Trust Hong Kong AlphaDEX Fund seller in Q3 2015 was First Trust Advisors, an estimated $30.6M sold.
Based on aggregated 13F filings for Q3 2015.