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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
101
Hollencrest Capital Management
California
$16.5K – – –
SWA
102
SOA Wealth Advisors
New York
$12.7K +$274 +19 +2%
CA
103
CoreCap Advisors
Michigan
$11.9K +$11.5K +800 New
Northwestern Mutual Wealth Management
104
Northwestern Mutual Wealth Management
Wisconsin
$11.4K +$7.62K +529 +223%
SIS
105
Sound Income Strategies
Florida
$11K – – –
BFEC
106
Benjamin F. Edwards & Company
Missouri
$11K – – –
SPIA
107
Steward Partners Investment Advisory
New York
$7.42K +$7.2K +500 New
TFM
108
TFC Financial Management
Massachusetts
$6.95K +$158 +11 +2%
SWM
109
Sanctuary Wealth Management
Idaho
$5.33K – – –
SS
110
Sunbelt Securities
Texas
$5.2K – – –
LF
111
LifeSteps Financial
California
$4.46K +$4.32K +300 New
NS
112
NBC Securities
Alabama
$4K – – –
KHC
113
Koesten Hirschmann & Crabtree
Kansas
$2.76K – – –
CHC
114
City Holding Co
West Virginia
$1.49K – – –
FCA
115
FinTrust Capital Advisors
South Carolina
$906 – – –
HGERS
116
Householder Group Estate & Retirement Specialist
Arizona
$876 – – –
Fidelity Investments
117
Fidelity Investments
Massachusetts
$15 – – –
Rockefeller Capital Management
118
Rockefeller Capital Management
New York
– -$1.45M -104,520 Closed
AC
119
Almitas Capital
California
– -$1.04M -74,631 Closed
LSC
120
Logan Stone Capital
Illinois
– -$362K -26,079 Closed
WAM
121
Wolverine Asset Management
Illinois
– -$343K -24,649 Closed
Creative Planning
122
Creative Planning
Kansas
– -$300K -21,615 Closed
VF
123
Virtu Financial
New York
– -$297K -21,360 Closed
WAP
124
Wealthcare Advisory Partners
Pennsylvania
– -$230K -16,533 Closed
EC
125
Elequin Capital
New York
– -$216K -15,546 Closed