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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Huntington National Bank
76
Huntington National Bank
Ohio
$54K – – –
FCA
77
FinTrust Capital Advisors
South Carolina
$51K – – –
Allworth Financial
78
Allworth Financial
California
$51K +$31.8K +1,600 +160%
SWM
79
Selective Wealth Management
Virginia
$49K +$49.7K +2,500 New
FFWM
80
Future Financial Wealth Management
Ohio
$47K – – –
NSIM
81
North Star Investment Management
Illinois
$41K – – –
AIP
82
Ahrens Investment Partners
Louisiana
$34K – – –
IFP Advisors
83
IFP Advisors
Florida
$29K +$31.4K +1,577 New
GEA
84
Glen Eagle Advisors
New Jersey
$25.1K – – –
BONH
85
Bank of New Hampshire
New Hampshire
$25K +$24.9K +1,250 New
HM Payson & Co
86
HM Payson & Co
Maine
$24K – – –
SWA
87
SOA Wealth Advisors
New York
$20K +$378 +19 +2%
PGAM
88
Princeton Global Asset Management
New Jersey
$17K +$16.9K +850 New
AA
89
AlphaMark Advisors
Kentucky
$16K – – –
Rockefeller Capital Management
90
Rockefeller Capital Management
New York
$16K +$159 +8 +1%
SWM
91
Sugarloaf Wealth Management
Georgia
$13K – – –
Steward Partners Investment Advisory
92
Steward Partners Investment Advisory
New York
$12K -$4.97K -250 -29%
Prospera Financial Services
93
Prospera Financial Services
Texas
$10K +$9.94K +500 New
AA
94
Addison Advisors
Vermont
$9K – – –
TFM
95
TFC Financial Management
Massachusetts
$8K +$139 +7 +2%
Ancora Advisors
96
Ancora Advisors
Ohio
$7K – – –
Benjamin F. Edwards & Company
97
Benjamin F. Edwards & Company
Missouri
$7K – – –
TWM
98
Tradition Wealth Management
Minnesota
$7K +$119 +6 +2%
FF
99
FourThought Financial
Florida
$6K – – –
CHC
100
City Holding Co
West Virginia
$2K – – –