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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
76
Advisornet Financial
Minnesota
$42K -$8.08K -414 -16%
CFGS
77
Concourse Financial Group Securities
Alabama
$38K +$7.03K +360 +23%
WC
78
Westwind Capital
New Mexico
$32K
SF
79
Synovus Financial
Georgia
$26K
Bank of Montreal
80
Bank of Montreal
Ontario, Canada
$24K
AIM
81
Advantage Investment Management
Iowa
$20K
PCG
82
Private Capital Group
Connecticut
$20K
SPIA
83
Steward Partners Investment Advisory
New York
$18K +$17.6K +904 New
CFB
84
Cullen/Frost Bankers
Texas
$16K -$17.5K -895 -53%
CFA
85
Carroll Financial Associates
North Carolina
$15K
LA
86
Legacy Advisors
Pennsylvania
$14K
Carson Wealth (CWM LLC)
87
Carson Wealth (CWM LLC)
Nebraska
$10K
ONST
88
Old North State Trust
North Carolina
$10K
RIA
89
Realta Investment Advisors
Delaware
$10K +$9.76K +500 New
Northwestern Mutual Wealth Management
90
Northwestern Mutual Wealth Management
Wisconsin
$9K
WT
91
Whittier Trust
California
$5K
First Manhattan
92
First Manhattan
New York
$3K
RCM
93
Robinson Capital Management
Michigan
-$1.58M -83,512 Closed
Susquehanna International Group
94
Susquehanna International Group
Pennsylvania
-$194K -10,252 Closed
FHB
95
First Hawaiian Bank
Hawaii
-$48K -2,515 Closed
NSIM
96
North Star Investment Management
Illinois
-$40K -2,098 Closed
WTB
97
Washington Trust Bank
Washington
-$21K -1,117 Closed
WCM
98
WealthBridge Capital Management
Ohio
-$19K -1,000 Closed
Citigroup
99
Citigroup
New York
-$14K -732 Closed
GCM
100
Gables Capital Management
Florida
-$11K -600 Closed