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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFD
76
Creative Financial Designs
Indiana
$4K +$3.92K +200 New
OSNBOA
77
Old Second National Bank of Aurora
Illinois
$3K
RJA
78
Raymond James & Associates
Florida
-$659K -31,704 Closed
GC
79
Guggenheim Capital
Illinois
-$454K -21,824 Closed
Bank of New York Mellon
80
Bank of New York Mellon
New York
-$286K -13,743 Closed
Envestnet Asset Management
81
Envestnet Asset Management
Illinois
-$221K -10,615 Closed
CWM
82
Concert Wealth Management
California
-$217K -10,445 Closed