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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
76
Private Advisor Group
New Jersey
$188K -$2.67K -167 -1%
4WM
77
49 Wealth Management
Texas
$188K +$184K +11,532 New
A
78
Alongside
Texas
$188K +$184K +11,532 New
STA
79
Summit Trail Advisors
New York
$187K +$6.49K +406 +4%
GC
80
Grimes & Company
Massachusetts
$175K +$172K +10,776 New
CEFA
81
Closed-End Fund Advisors
Virginia
$170K -$233K -14,595 -58%
BPA
82
Beacon Pointe Advisors
California
$165K -$350K -21,880 -68%
US Bancorp
83
US Bancorp
Minnesota
$138K
FDCDDQ
84
Federation des caisses Desjardins du Quebec
Quebec, Canada
$105K -$58.4K -3,655 -36%
HI
85
Harbour Investments
Wisconsin
$99.7K
MCA
86
Maryland Capital Advisors
Maryland
$91.2K +$89.5K +5,600 New
SPIA
87
Steward Partners Investment Advisory
New York
$88.5K +$2.08K +130 +2%
MG
88
Mather Group
Illinois
$76.3K
GWM
89
Geneos Wealth Management
Colorado
$57.7K +$7.99K +500 +16%
IA
90
IFP Advisors
Florida
$57K
TSMHT
91
Thurston Springer Miller Herd & Titak
Indiana
$47.2K +$46.3K +2,900 New
Northwestern Mutual Wealth Management
92
Northwestern Mutual Wealth Management
Wisconsin
$42.9K -$44.6K -2,789 -51%
CAL
93
Capital Analysts LLC
Pennsylvania
$41K
NSIM
94
North Star Investment Management
Illinois
$34.2K
LFG
95
Larson Financial Group
Missouri
$33.2K
CCM
96
Chilton Capital Management
Texas
$25.2K
PTC
97
Private Trust Company
Ohio
$21.2K
SAM
98
Smartleaf Asset Management
Massachusetts
$18.7K
SWA
99
SOA Wealth Advisors
New York
$16.3K +$304 +19 +2%
WTA
100
Washington Trust Advisors
Massachusetts
$15.8K