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First Trust Europe AlphaDEX Fund

56 hedge funds and large institutions have $137M invested in First Trust Europe AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 7 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

18.46% more ownership

Funds ownership: 36.85%55.31% (+18%)

10% more funds holding

Funds holding: 5156 (+5)

5% less capital invested

Capital invested by funds: $144M → $137M (-$6.89M)

77% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 31

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
7
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$460K -$109K -3,813 -20%
Citigroup
27
Citigroup
New York
$418K -$107K -3,731 -21%
SI
28
Stephens Inc
Arkansas
$352K
FTUS
29
Flow Traders U.S.
New York
$347K -$166K -5,824 -33%
M&T Bank
30
M&T Bank
New York
$314K -$72.2K -2,527 -19%
ICOA
31
Investment Centers of America
North Dakota
$293K -$5.05K -177 -2%
MFS
32
MSI Financial Services
Massachusetts
$285K -$118K -4,125 -30%
SB
33
Suntrust Banks
Georgia
$267K +$29.3K +1,025 +13%
YMRC
34
Yorktown Management & Research Company
Virginia
$263K
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$244K -$8.82K -309 -4%
JP Morgan Chase
36
JP Morgan Chase
New York
$231K +$15.1K +528 +7%
DADC
37
D.A. Davidson & Co
Montana
$226K -$6.85K -240 -3%
WA
38
WFG Advisors
Texas
$147K -$23.9K -836 -14%
NFG
39
Next Financial Group
Texas
$144K
IWM
40
IHT Wealth Management
Illinois
$143K +$139K +4,864 New
WEC
41
Winslow Evans & Crocker
Massachusetts
$129K -$857 -30 -0.7%
SNT
42
Security National Trust
West Virginia
$68K
IA
43
IFP Advisors
Florida
$67K -$20K -699 -23%
AA
44
AlphaMark Advisors
Kentucky
$59K +$57.6K +2,016 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$45K -$100K -3,502 -69%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$39K +$38.6K +1,350 New
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$33K +$32.4K +1,134 New
GRP
48
Global Retirement Partners
California
$28K +$27.2K +952 New
BWA
49
Burt Wealth Advisors
Maryland
$25K
CFD
50
Creative Financial Designs
Indiana
$23K +$22.8K +800 New

FEP Hedge Fund Activity: Q4 2016 in Review

56 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Europe AlphaDEX Fund (FEP) for Q4 2016, worth a combined $137M — down 4.8% from $144M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FEP positions and 6 closed out — a net gain of 5 holders — while 7 added to existing stakes and 31 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $6.74M. The largest seller was Morgan Stanley, cutting an estimated $6.07M.

  • 56 institutional investors held First Trust Europe AlphaDEX Fund (FEP) as of Q4 2016, up from 51 in Q3 2016.
  • Funds reported $137M of First Trust Europe AlphaDEX Fund stock for Q4 2016, down 4.8% quarter-over-quarter.
  • 11 funds opened new First Trust Europe AlphaDEX Fund positions in Q4 2016 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Europe AlphaDEX Fund buyer in Q4 2016 was Citadel Advisors, an estimated $6.74M added.
  • The largest First Trust Europe AlphaDEX Fund seller in Q4 2016 was Morgan Stanley, an estimated $6.07M sold.

Based on aggregated 13F filings for Q4 2016.