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FEN

First Trust Energy Income and Growth Fund
FEN

Delisted

FEN was delisted on the 3rd of May, 2024.

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56 hedge funds and large institutions have $186M invested in First Trust Energy Income and Growth Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

41% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 17

6% more capital invested

Capital invested by funds: $175M → $186M (+$11.3M)

0% more funds holding

Funds holding: 56 → 56 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
56
Holders Change
–
Holders Change %
0%
% of All Funds
1.62%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
4
Increased
24
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$3.41M
2
OC
Oppenheimer & Co
New York
+$2.17M
3
AAM
Advisors Asset Management
Colorado
+$1.49M
4
Cohen & Steers
Cohen & Steers
New York
+$1.29M
5
BFM
Boston Financial Management
Massachusetts
+$1.21M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.91M
2
RJA
Raymond James & Associates
Florida
-$1.23M
3
CA
Cornerstone Advisors
North Carolina
-$443K
4
NES
New England Securities
New York
-$378K
5
Wells Fargo
Wells Fargo
California
-$284K
Name Holding Trade Value Shares
Change 		Change in
Stake
RTS
26
Round Table Services
New Jersey
$1.02M – – –
BNP Paribas Financial Markets
27
BNP Paribas Financial Markets
France
$970K +$262K +7,164 +37%
U
28
UBS
Switzerland
$871K +$86.7K +2,371 +11%
Stifel Financial
29
Stifel Financial
Missouri
$861K +$658 +18 +0.1%
WS
30
Wedbush Securities
California
$784K -$10.4K -284 -1%
RIL
31
Rothschild Investment LLC
Illinois
$665K -$261K -7,121 -28%
SCM
32
Schnieders Capital Management
California
$558K +$8.23K +225 +2%
AA
33
Ancora Advisors
Ohio
$527K – – –
NL
34
NWAM LLC
Washington
$461K +$22.5K +614 +5%
ADBIC
35
A.D. Beadell Investment Counsel
Wisconsin
$451K – – –
FNBT
36
FineMark National Bank & Trust
Florida
$414K – – –
BF
37
BOK Financial
Oklahoma
$387K – – –
OIA
38
Optimum Investment Advisors
Illinois
$382K – – –
NFG
39
Next Financial Group
Texas
$342K -$122K -3,347 -26%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$298K +$2.08K +57 +0.7%
STI
41
Susquehanna Trust & Investment
Pennsylvania
$211K – – –
CWM
42
Concert Wealth Management
California
$210K +$1.13K +31 +0.5%
SI
43
Stephens Inc
Arkansas
$202K +$201K +5,505 New
NES
44
New England Securities
New York
$142K -$378K -10,341 -73%
Citigroup
45
Citigroup
New York
$122K +$805 +22 +0.7%
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$115K -$72.9K -1,993 -39%
Creative Planning
47
Creative Planning
Kansas
$94K +$13.7K +375 +17%
MFS
48
MSI Financial Services
Massachusetts
$64K -$5.49K -150 -8%
Loomis, Sayles & Company
49
Loomis, Sayles & Company
Massachusetts
$64K – – –
US Bancorp
50
US Bancorp
Minnesota
$61K – – –
1
2
3

FEN Hedge Fund Activity: Q3 2014 in Review

56 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy Income and Growth Fund (FEN) for Q3 2014, worth a combined $186M — up 6.5% from $175M a quarter earlier.

Fund positioning in FEN was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 24 added to existing stakes and 17 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $3.41M. The largest seller was Morgan Stanley, cutting an estimated $1.91M.

  • 56 institutional investors held First Trust Energy Income and Growth Fund (FEN) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $186M of First Trust Energy Income and Growth Fund stock for Q3 2014, up 6.5% quarter-over-quarter.
  • 4 funds opened new First Trust Energy Income and Growth Fund positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Energy Income and Growth Fund buyer in Q3 2014 was Guggenheim Capital, an estimated $3.41M added.
  • The largest First Trust Energy Income and Growth Fund seller in Q3 2014 was Morgan Stanley, an estimated $1.91M sold.

Based on aggregated 13F filings for Q3 2014.