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FEN

First Trust Energy Income and Growth Fund

Delisted

FEN was delisted on the 3rd of May, 2024.

56 hedge funds and large institutions have $52.4M invested in First Trust Energy Income and Growth Fund in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

7% less capital invested

Capital invested by funds: $56.2M → $52.4M (-$3.78M)

8% less funds holding

Funds holding: 6156 (-5)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
56
Holders Change
-5
Holders Change %
-8.2%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
19
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CBA
1
Coastal Bridge Advisors
Connecticut
$7.17M +$424K +30,402 +6%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$6.23M +$502K +35,990 +9%
AAM
3
Advisors Asset Management
Colorado
$4.41M +$237K +17,008 +6%
GC
4
Guggenheim Capital
Illinois
$4.28M +$481K +34,485 +12%
Morgan Stanley
5
Morgan Stanley
New York
$3.74M +$255K +18,281 +7%
UBS Group
6
UBS Group
Switzerland
$3.2M -$20.1K -1,443 -0.6%
CA
7
Cetera Advisors
Colorado
$2.71M +$297K +21,271 +12%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.57M +$664K +47,581 +33%
LJAC
9
L.J. Altfest & Co
New York
$1.98M +$377K +27,057 +23%
SFS
10
Sowell Financial Services
Arkansas
$1.57M -$184K -13,197 -10%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.33M
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.19M -$45.5K -3,263 -4%
KWM
13
Kingsview Wealth Management
Oregon
$1.13M -$13.3K -952 -1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.04M +$54.5K +3,904 +5%
Bank of America
15
Bank of America
North Carolina
$1.03M -$18.6K -1,332 -2%
Osaic Holdings
16
Osaic Holdings
Arizona
$1M +$113K +8,082 +12%
Invesco
17
Invesco
Georgia
$814K -$213K -15,288 -20%
LPL Financial
18
LPL Financial
California
$714K -$1.66M -118,755 -69%
GAM
19
Garrison Asset Management
Arkansas
$641K -$28.5K -2,044 -4%
SPC
20
Sigma Planning Corp
Michigan
$512K +$3.26K +234 +0.6%
RJA
21
Raymond James & Associates
Florida
$484K +$26.3K +1,885 +6%
Truist Financial
22
Truist Financial
North Carolina
$457K -$2.59K -186 -0.5%
BWA
23
BDO Wealth Advisors
Florida
$404K -$11.8K -846 -3%
BF
24
BOK Financial
Oklahoma
$377K +$388K +27,786 New
Wells Fargo
25
Wells Fargo
California
$335K -$163K -11,690 -32%

FEN Hedge Fund Activity: Q3 2021 in Review

56 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy Income and Growth Fund (FEN) for Q3 2021, worth a combined $52.4M — down 6.7% from $56.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FEN and 3 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 19 added.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $664K. The largest seller was LPL Financial, cutting an estimated $1.66M.

  • 56 institutional investors held First Trust Energy Income and Growth Fund (FEN) as of Q3 2021, down from 61 in Q2 2021.
  • Funds reported $52.4M of First Trust Energy Income and Growth Fund stock for Q3 2021, down 6.7% quarter-over-quarter.
  • 3 funds opened new First Trust Energy Income and Growth Fund positions in Q3 2021 and 7 closed out, a net change of -4 holders.
  • The largest First Trust Energy Income and Growth Fund buyer in Q3 2021 was Raymond James Financial Services Advisors, an estimated $664K added.
  • The largest First Trust Energy Income and Growth Fund seller in Q3 2021 was LPL Financial, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2021.