Rothschild Investment LLC’s First Trust Energy Income and Growth Fund FEN Stock Holding History

Rothschild Investment LLC’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-15,116	Closed	-$384K	–	509
2015 Q3	$384K	Buy	15,116 +212	+1%	+$5.91K	0.05%	316
2015 Q2	$468K	Sell	14,904 -479	-3%	-$16.4K	0.05%	312
2015 Q1	$527K	Sell	15,383 -102	-0.7%	-$3.58K	0.06%	292
2014 Q4	$565K	Sell	15,485 -2,587	-14%	-$90.6K	0.07%	275
2014 Q3	$665K	Sell	18,072 -7,121	-28%	-$261K	0.08%	248
2014 Q2	$911K	Buy	25,193 +177	+0.7%	+$6.08K	0.12%	181
2014 Q1	$819K	Sell	25,016 -44	-0.2%	-$1.41K	0.11%	193
2013 Q4	$809K	Buy	25,060 +1,036	+4%	+$33.4K	0.11%	194
2013 Q3	$769K	Buy	24,024 +3,432	+17%	+$112K	0.11%	183
2013 Q2	$700K	Buy	+20,592	New	+$705K	0.11%	177

Other funds holding FEN

Tiedemann Trust Wilmington, Delaware $542M AUM 1.38% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Rothschild Investment LLC's FEN Position: Q4 2015 in Review

Rothschild Investment LLC sold out of First Trust Energy Income and Growth Fund (FEN) in Q4 2015, closing a stake of 15,116 shares — an estimated $384K sold.

Rothschild Investment LLC first reported a position in FEN in Q2 2013 and held it in 10 quarters. The position peaked at $911K in Q2 2014. 64 funds tracked by Wall St. Rank hold FEN as of Q4 2015.

Rothschild Investment LLC reported no remaining First Trust Energy Income and Growth Fund position as of Q4 2015 after selling out during the quarter.
Rothschild Investment LLC sold 15,116 First Trust Energy Income and Growth Fund shares in Q4 2015, an estimated $384K.
Rothschild Investment LLC first reported a position in First Trust Energy Income and Growth Fund in Q2 2013 and held it in 10 quarters.
Rothschild Investment LLC's First Trust Energy Income and Growth Fund position peaked at $911K in Q2 2014.
64 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q4 2015.

Based on Rothschild Investment LLC's 13F filing for Q4 2015, filed 25 Jan 2016.