Concert Wealth Management’s First Trust Energy Income and Growth Fund FEN Stock Holding History

Concert Wealth Management’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-54,463	Closed	-$1.48M	–	958
2016 Q3	$1.48M	Sell	54,463 -1,644	-3%	-$42.1K	0.18%	137
2016 Q2	$1.43M	Buy	56,107 +2,468	+5%	+$59.3K	0.19%	137
2016 Q1	$1.25M	Buy	53,639 +8,440	+19%	+$180K	0.17%	160
2015 Q4	$1.04M	Buy	45,199 +5,758	+15%	+$140K	0.14%	179
2015 Q3	$1.01M	Buy	39,441 +16,293	+70%	+$454K	0.14%	192
2015 Q2	$729K	Buy	23,148 +1,484	+7%	+$50.9K	0.09%	280
2015 Q1	$634K	Buy	21,664 +9,446	+77%	+$332K	0.18%	164
2014 Q4	$445K	Buy	12,218 +6,471	+113%	+$227K	0.07%	350
2014 Q3	$210K	Buy	5,747 +31	+0.5%	+$1.13K	0.03%	490
2014 Q2	$200K	Buy	+5,716	New	+$196K	0.02%	522

Other funds holding FEN

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TWMH

Tiedemann Wealth Management Holdings New York $2.68M AUM 12.04% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RAM

Riggs Asset Management Dallas, Pennsylvania $486M AUM 59.08% 1-Year Est. Return

Concert Wealth Management's FEN Position: Q4 2016 in Review

Concert Wealth Management sold out of First Trust Energy Income and Growth Fund (FEN) in Q4 2016, closing a stake of 54,463 shares — an estimated $1.48M sold.

Concert Wealth Management first reported a position in FEN in Q2 2014 and held it in 10 quarters. The position peaked at $1.48M in Q3 2016. 57 funds tracked by Wall St. Rank hold FEN as of Q4 2016.

Concert Wealth Management reported no remaining First Trust Energy Income and Growth Fund position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 54,463 First Trust Energy Income and Growth Fund shares in Q4 2016, an estimated $1.48M.
Concert Wealth Management first reported a position in First Trust Energy Income and Growth Fund in Q2 2014 and held it in 10 quarters.
Concert Wealth Management's First Trust Energy Income and Growth Fund position peaked at $1.48M in Q3 2016.
57 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.