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FEN

First Trust Energy Income and Growth Fund
FEN

Delisted

FEN was delisted on the 3rd of May, 2024.

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52 hedge funds and large institutions have $146M invested in First Trust Energy Income and Growth Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

92% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 12

7% more capital invested

Capital invested by funds: $137M → $146M (+$9.03M)

6% more funds holding

Funds holding: 49 → 52 (+3)

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
52
Holders Change
+3
Holders Change %
+6.12%
% of All Funds
1.51%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
8
Increased
23
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.52M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.08M
3
TT
Tiedemann Trust
Delaware
+$993K
4
AAM
Advisors Asset Management
Colorado
+$863K
5
SG Americas Securities
SG Americas Securities
New York
+$809K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$730K
2
U
UBS
Switzerland
-$324K
3
MCM
Murphy Capital Management
New Jersey
-$299K
4
HighTower Advisors
HighTower Advisors
Illinois
-$282K
5
AA
Ancora Advisors
Ohio
-$271K
Name Holding Trade Value Shares
Change 		Change in
Stake
SG Americas Securities
26
SG Americas Securities
New York
$810K +$809K +25,093 New
RIL
27
Rothschild Investment LLC
Illinois
$809K +$33.4K +1,036 +4%
U
28
UBS
Switzerland
$657K -$324K -10,049 -33%
WS
29
Wedbush Securities
California
$592K +$131K +4,057 +28%
GF
30
Gerstein Fisher
New York
$592K +$298K +9,240 +101%
AA
31
Ancora Advisors
Ohio
$526K -$271K -8,419 -34%
FNBT
32
FineMark National Bank & Trust
Florida
$414K +$81.9K +2,540 +25%
ADBIC
33
A.D. Beadell Investment Counsel
Wisconsin
$396K – – –
RJFSA
34
Raymond James Financial Services Advisors
Florida
$394K -$61.3K -1,901 -13%
PAG
35
Private Advisor Group
New Jersey
$364K +$364K +11,281 New
Citigroup
36
Citigroup
New York
$325K +$268K +8,316 +478%
WAM
37
Weiss Asset Management
Massachusetts
$305K +$305K +9,452 New
OIA
38
Optimum Investment Advisors
Illinois
$303K – – –
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$285K +$44.2K +1,372 +18%
SCM
40
Schnieders Capital Management
California
$208K +$208K +6,450 New
US Bancorp
41
US Bancorp
Minnesota
$158K – – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$97K – – –
Creative Planning
43
Creative Planning
Kansas
$70K +$18.3K +568 +35%
Loomis, Sayles & Company
44
Loomis, Sayles & Company
Massachusetts
$56K – – –
MFS
45
MSI Financial Services
Massachusetts
$40K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$35K +$26.5K +823 +298%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$32K – – –
WA
48
WealthTrust-Arizona
Arizona
$32K +$32.2K +1,000 New
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$16K – – –
AC
50
Alexandria Capital
Virginia
$8K – – –
1
2
3

FEN Hedge Fund Activity: Q4 2013 in Review

52 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy Income and Growth Fund (FEN) for Q4 2013, worth a combined $146M — up 6.6% from $137M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FEN positions and 4 closed out — a net gain of 4 holders — while 23 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.52M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $730K sold.

  • 52 institutional investors held First Trust Energy Income and Growth Fund (FEN) as of Q4 2013, up from 49 in Q3 2013.
  • Funds reported $146M of First Trust Energy Income and Growth Fund stock for Q4 2013, up 6.6% quarter-over-quarter.
  • 8 funds opened new First Trust Energy Income and Growth Fund positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest First Trust Energy Income and Growth Fund buyer in Q4 2013 was Morgan Stanley, an estimated $1.52M added.
  • The largest First Trust Energy Income and Growth Fund seller in Q4 2013 was Rivernorth Capital Management, an estimated $730K sold.

Based on aggregated 13F filings for Q4 2013.