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FEN

First Trust Energy Income and Growth Fund

Delisted

FEN was delisted on the 3rd of May, 2024.

49 hedge funds and large institutions have $137M invested in First Trust Energy Income and Growth Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 26 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 9

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

4% more funds holding

Funds holding: 4749 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less capital invested

Capital invested by funds: $144M → $137M (-$7.17M)

Holders
49
Holders Change
+2
Holders Change %
+4.26%
% of All Funds
1.59%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
4
Increased
26
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIL
26
Rothschild Investment LLC
Illinois
$769K +$112K +3,432 +17%
RCM
27
Rivernorth Capital Management
Florida
$730K -$4.2M -128,939 -85%
WS
28
Wedbush Securities
California
$457K +$17.4K +534 +4%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$451K -$832K -25,515 -64%
ADBIC
30
A.D. Beadell Investment Counsel
Wisconsin
$392K
SNC
31
Stifel Nicolaus & Co
Missouri
$359K -$45.6K -1,399 -11%
FNBT
32
FineMark National Bank & Trust
Florida
$329K +$25.1K +770 +8%
OIA
33
Optimum Investment Advisors
Illinois
$300K +$306K +9,390 New
GF
34
Gerstein Fisher
New York
$292K +$55.1K +1,691 +23%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$239K +$32.9K +1,008 +16%
US Bancorp
36
US Bancorp
Minnesota
$157K
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$96K +$61.3K +1,880 +168%
Ameriprise
38
Ameriprise
Minnesota
$61K +$25.3K +777 +69%
Loomis, Sayles & Company
39
Loomis, Sayles & Company
Massachusetts
$56K
Citigroup
40
Citigroup
New York
$56K +$1.99K +61 +4%
Creative Planning
41
Creative Planning
Kansas
$51K
MFS
42
MSI Financial Services
Massachusetts
$40K
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$32K +$32.6K +1,000 New
DADC
44
D.A. Davidson & Co
Montana
$16K
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$16K
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$9K
AC
47
Alexandria Capital
Virginia
$8K
Nomura Holdings
48
Nomura Holdings
Japan
$6K +$6.52K +200 New
TRCT
49
Tower Research Capital (TRC)
New York
$3K +$3.26K +100 New
HHAM
50
HITE Hedge Asset Management
Massachusetts
-$428K -12,600 Closed

FEN Hedge Fund Activity: Q3 2013 in Review

49 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy Income and Growth Fund (FEN) for Q3 2013, worth a combined $137M — down 5% from $144M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FEN positions and 2 closed out — a net gain of 2 holders — while 26 added to existing stakes and 9 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.83M. The largest seller was Rivernorth Capital Management, cutting an estimated $4.2M.

  • 49 institutional investors held First Trust Energy Income and Growth Fund (FEN) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $137M of First Trust Energy Income and Growth Fund stock for Q3 2013, down 5% quarter-over-quarter.
  • 4 funds opened new First Trust Energy Income and Growth Fund positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Energy Income and Growth Fund buyer in Q3 2013 was Advisors Asset Management, an estimated $2.83M added.
  • The largest First Trust Energy Income and Growth Fund seller in Q3 2013 was Rivernorth Capital Management, an estimated $4.2M sold.

Based on aggregated 13F filings for Q3 2013.