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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Level Four Advisory Services
51
Level Four Advisory Services
Texas
$233K – – –
Advisory Services Network
52
Advisory Services Network
Georgia
$218K +$216K +5,622 New
Western Wealth Management
53
Western Wealth Management
Colorado
$216K -$28.4K -740 -12%
DWP
54
Destiny Wealth Partners
Florida
$204K +$202K +5,267 New
PB
55
Pinnacle Bancorp
Nebraska
$189K – – –
Spire Wealth Management
56
Spire Wealth Management
Virginia
$188K -$10.3K -268 -5%
Principal Securities
57
Principal Securities
Iowa
$170K – – –
MRCM
58
M&R Capital Management
New Jersey
$133K -$60K -1,565 -31%
Comerica Bank
59
Comerica Bank
Texas
$116K -$23.1K -603 -17%
JP Morgan Chase
60
JP Morgan Chase
New York
$85.4K -$115 -3 -0.1%
IGWM
61
ICA Group Wealth Management
Colorado
$61.4K +$844 +22 +1%
Global Retirement Partners
62
Global Retirement Partners
California
$58.5K -$7.56K -197 -12%
PIS
63
POM Investment Strategies
North Carolina
$29.1K -$42K -1,095 -59%
FGAM
64
Financial Gravity Asset Management
Texas
$21.1K – – –
Farther Finance Advisors
65
Farther Finance Advisors
California
$19.5K -$2.34K -61 -11%
HCP
66
Hexagon Capital Partners
Arkansas
$16.1K – – –
Harbour Investments
67
Harbour Investments
Wisconsin
$8.5K +$38 +1 +0.5%
CPA
68
Clear Point Advisors
New York
$8.12K +$115 +3 +1%
Allworth Financial
69
Allworth Financial
California
$5.23K +$5.18K +135 New
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$3.93K – – –
Blue Trust Inc
71
Blue Trust Inc
Georgia
$3.27K +$3.22K +84 New
IFP Advisors
72
IFP Advisors
Florida
$2.32K – – –
JWA
73
JFS Wealth Advisors
Pennsylvania
$39 +$38 +1 New
Merit Financial Group
74
Merit Financial Group
Georgia
– -$4.4M -114,553 Closed
KA
75
Kure Advisory
Minnesota
– -$2.52M -65,606 Closed