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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NPC
51
National Planning Corporation
California
-$252K -6,085 Closed
SB
52
Suntrust Banks
Georgia
-$251K -6,073 Closed
CA
53
Cetera Advisors
Colorado
-$239K -5,750 Closed
Verition Fund Management
54
Verition Fund Management
Connecticut
-$201K -4,864 Closed
BA
55
Bristlecone Advisors
Washington
-$30K -715 Closed