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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$299K +$34.4K +826 +14%
IA
27
IFP Advisors
Florida
$250K +$95.8K +2,298 +66%
CS
28
Comerica Securities
Michigan
$241K -$2.17K -52 -0.9%
SWM
29
Sequoia Wealth Management
Illinois
$224K +$207K +4,957 New
GWM
30
Geneos Wealth Management
Colorado
$217K +$24K +576 +13%
MRCM
31
M&R Capital Management
New Jersey
$209K
Manulife (Manufacturers Life Insurance)
32
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$110K +$106K +2,548 New
SEI Investments
33
SEI Investments
Pennsylvania
$64K +$57.2K +1,372 +1,134%
AWA
34
Acorn Wealth Advisors
Michigan
$64K +$58.6K +1,406 New
APA
35
American Portfolios Advisors
New York
$43.4K +$41.7K +1,001 New
ASN
36
Advisory Services Network
Georgia
$25K -$292 -7 -1%
JP Morgan Chase
37
JP Morgan Chase
New York
$17K -$11.1K -265 -40%
FAAS
38
First Allied Advisory Services
California
$15K +$14.4K +345 New
TRCT
39
Tower Research Capital (TRC)
New York
$13K +$12.6K +301 New
BTIS
40
BB&T Investment Services
North Carolina
$9K
IWM
41
IHT Wealth Management
Illinois
$7K +$6.09K +146 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$4K +$42 +1 +1%
CIBC Private Wealth Group
43
CIBC Private Wealth Group
Georgia
$4K +$4.17K +100 New
Jane Street
44
Jane Street
New York
-$6.59M -159,243 Closed
Citadel Advisors
45
Citadel Advisors
Florida
-$2.3M -55,533 Closed
FTUS
46
Flow Traders U.S.
New York
-$1.24M -30,010 Closed
VF
47
Virtu Financial
New York
-$697K -16,825 Closed
OMC
48
Old Mission Capital
Illinois
-$632K -15,275 Closed
GS
49
Girard Securities
California
-$364K -8,837 Closed
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
-$302K -7,303 Closed