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Fidus Investment
FDUS

Name Holding Trade Value Shares
Change 		Change in
Stake
B
26
Baird
Wisconsin
$393K +$388K +21,003 New
BBHC
27
Brown Brothers Harriman & Co
New York
$376K +$371K +20,086 New
NFA
28
Nationwide Fund Advisors
Ohio
$374K +$369K +19,977 New
Charles Schwab
29
Charles Schwab
California
$369K +$362K +19,600 New
RhumbLine Advisers
30
RhumbLine Advisers
Massachusetts
$356K +$352K +19,051 New
RFC
31
Regions Financial Corp
Alabama
$327K +$324K +17,503 New
TA
32
Teachers Advisors
New York
$325K +$322K +17,387 New
VOYA Investment Management
33
VOYA Investment Management
Georgia
$312K +$308K +16,655 New
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$286K +$283K +15,280 New
RJT
35
Raymond James Trust
Florida
$280K +$277K +14,963 New
KC
36
Kingfisher Capital
North Carolina
$272K +$268K +14,511 New
JFG
37
JMG Financial Group
Illinois
$243K +$241K +13,005 New
BFA
38
Bragg Financial Advisors
North Carolina
$243K +$241K +13,011 New
MLICM
39
Metropolitan Life Insurance Company (MetLife)
New York
$225K +$222K +12,014 New
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$225K +$223K +12,053 New
Wells Fargo
41
Wells Fargo
California
$214K +$212K +11,450 New
AIG
42
American International Group
New York
$189K +$186K +10,075 New
HighTower Advisors
43
HighTower Advisors
Illinois
$187K +$185K +10,000 New
Deutsche Bank
44
Deutsche Bank
Germany
$158K +$158K +8,531 New
BA
45
BlackRock Advisors
Delaware
$117K +$116K +6,259 New
Citigroup
46
Citigroup
New York
$116K +$114K +6,191 New
Invesco
47
Invesco
Georgia
$113K +$112K +6,034 New
AllianceBernstein
48
AllianceBernstein
Tennessee
$108K +$107K +5,785 New
CFA
49
Carroll Financial Associates
North Carolina
$102K +$101K +5,460 New
Ameriprise
50
Ameriprise
Minnesota
$16K +$15.8K +854 New
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