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First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WealthSource Partners
1
WealthSource Partners
California
$1.32M -$6.82K -186 -0.5%
Jane Street
2
Jane Street
New York
$964K -$782K -21,327 -42%
Atria Wealth Solutions
3
Atria Wealth Solutions
New York
$674K +$758K +20,649 New
Credit Suisse
4
Credit Suisse
Switzerland
$324K -$247K -6,733 -40%
Morgan Stanley
5
Morgan Stanley
New York
$306K -$187K -5,089 -35%
CAPTRUST Financial Advisors
6
CAPTRUST Financial Advisors
North Carolina
$285K +$320K +8,717 New
Stifel Financial
7
Stifel Financial
Missouri
$200K -$15.2K -414 -6%
Osaic Holdings
8
Osaic Holdings
Arizona
$165K +$1.1K +30 +0.6%
Harbour Investments
9
Harbour Investments
Wisconsin
$18K – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7K – – –
Citadel Advisors
11
Citadel Advisors
Florida
– -$1M -27,528 Closed
LPL Financial
12
LPL Financial
California
– -$214K -5,883 Closed
UBS Group
13
UBS Group
Switzerland
– -$10K -262 Closed
Fidelity Investments
14
Fidelity Investments
Massachusetts
– +$37 +1 New