First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

FDTS

Market cap $13.2M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	FWM 1 Frontier Wealth Management Kansas City, Missouri	$1.53M	-$4.34K	-120	-0.3%
2	2 Credit Suisse Zurich, Switzerland	$507K	-$384K	-10,612	-44%
3	3 Jane Street New York	$502K	+$63.3K	+1,751	+15%
4	4 Advisor Group Phoenix, Arizona	$315K	+$29.2K	+809	+10%
5	5 Stifel Financial St. Louis, Missouri	$312K	+$307K	+8,479	New
6	6 Morgan Stanley New York	$311K	-$114K	-3,155	-27%
7	7 UBS Group Zurich, Switzerland	$260K	+$226K	+6,240	+801%
8	8 LPL Financial San Diego, California	$213K	+$208K	+5,760	New
9	9 Bank of America Charlotte, North Carolina	$210K	-$2.17K	-60	-1%
10	10 Clarus Wealth Advisors Peoria, Arizona	$71K	–	–	–
11	11 Northwest Wealth Management Spencer, Iowa	$66K	–	–	–
12	12 Concourse Financial Group Securities Birmingham, Alabama	$51K	–	–	–
13	13 Royal Bank of Canada Toronto, Ontario, Canada	$35K	–	–	–
14	14 Cetera Advisors Denver, Colorado	$26K	+$25.1K	+694	New
15	15 Citadel Advisors Miami, Florida	–	-$1.18M	-35,129	Closed
16	16 Glenmede Trust Philadelphia, Pennsylvania	–	-$17K	-525	Closed
17	17 IFP Advisors Tampa, Florida	–	-$11K	-325	Closed
18	18 Wells Fargo San Francisco, California	–	+$36	+1	New