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First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
1
Frontier Wealth Management
Missouri
$1.82M +$123K +3,315 +8%
Jane Street
2
Jane Street
New York
$790K +$41.8K +1,130 +6%
Stifel Financial
3
Stifel Financial
Missouri
$639K +$11.4K +308 +2%
CS
4
Credit Suisse
Switzerland
$630K -$80.7K -2,182 -12%
Citadel Advisors
5
Citadel Advisors
Florida
$538K -$135K -3,661 -21%
LPL Financial
6
LPL Financial
California
$347K +$85.8K +2,320 +35%
Morgan Stanley
7
Morgan Stanley
New York
$248K +$5.36K +145 +2%
AG
8
Advisor Group
Arizona
$217K -$48.7K -1,316 -19%
Bank of America
9
Bank of America
North Carolina
$162K +$42.8K +1,157 +38%
UBS Group
10
UBS Group
Switzerland
$103K +$28.1K +759 +40%
CFGS
11
Concourse Financial Group Securities
Alabama
$56K +$28.3K +764 +111%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$37K -$37 -1 -0.1%
IA
13
IFP Advisors
Florida
$8K
Wells Fargo
14
Wells Fargo
California
+$37 +1 +100%
FHA
15
First Horizon Advisors
Tennessee
+$666 +18 New