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First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$1.85M -$764K -18,763 -27%
WealthSource Partners
2
WealthSource Partners
California
$1.47M +$23.6K +579 +1%
Citadel Advisors
3
Citadel Advisors
Florida
$1M +$1.12M +27,528 New
Credit Suisse
4
Credit Suisse
Switzerland
$604K +$678K +16,641 New
Morgan Stanley
5
Morgan Stanley
New York
$525K -$170K -4,162 -22%
FWM
6
Frontier Wealth Management
Missouri
$394K – – –
Stifel Financial
7
Stifel Financial
Missouri
$238K -$10.1K -248 -4%
LPL Financial
8
LPL Financial
California
$214K +$3.95K +97 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$184K +$163 +4 +0.1%
Harbour Investments
10
Harbour Investments
Wisconsin
$18K +$20.4K +501 New
UBS Group
11
UBS Group
Switzerland
$10K +$5.58K +137 +110%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$8K +$4.07K +100 +85%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
– -$690K -15,707 Closed
Money Concepts Capital
14
Money Concepts Capital
Florida
– -$173K -3,927 Closed
Wells Fargo
15
Wells Fargo
California
– -$41 -1 -50%